Compliance Risk Manager Investment Banking Division

Larson Maddox is seeking a seasoned Investment Banking Compliance Specialist to oversee compliance for the Investment Banking Division.As an essential member of our team, you will work closely with business stakeholders to ensure adherence to regulatory requirements and internal policies.JOB RESPONSIBILITIESDevelop and implement effective compliance...

About the RoleThis is a key position within our Legal & Compliance Division, responsible for ensuring adherence to regulatory requirements and maintaining a culture of compliance across our investment banking operations.Key Responsibilities:Develop and implement effective compliance processes, systems, and controls for our Control Room and investment banking...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong offering banking, insurance, and other related services through its extensive network of branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that everyone is unique and...

Job DescriptionCompany Overview:Safe Investment is a leading financial institution dedicated to providing exceptional investment opportunities.Job Summary:We are seeking a highly skilled Chief Risk Evaluator to join our team. As a key member of our investment team, you will be responsible for managing and monitoring all aspects of risk in day-to-day...

Job DescriptionWe are seeking a Senior Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a vital role in ensuring that our investment services comply with relevant laws and regulations.Responsibilities:Advisory ServicesYou will provide advisory services to our business units...

**Job Overview**Pure Hong Kong is seeking a highly skilled Chief Compliance Officer to join our team. This role will be responsible for providing compliance advice to the Global Investment Banking Business and overseeing various compliance functions.**Key Responsibilities:**Provide compliance advice to the Global Investment Banking Business on matters such...

Company Overview:">DBS Bank (Hong Kong) Limited is a leading financial institution dedicated to providing high-quality banking services to its clients. Our Private Banking division offers a one-stop solution for total banking requirements, catering to the unique needs of our discerning clients.Skill Enhancement:">We are seeking an experienced Senior...

Job Description:As a Compliance Risk Manager at Bank of China (Hong Kong) Limited, you will play a critical role in ensuring the bank's operations align with regulatory requirements and industry best practices.About Us:Bank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of banking services to individuals...

Job Description:We are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for collecting and analyzing data for daily compliance monitoring, designing and preparing regular market risk internal control or monitoring reports, and carrying out real-time risk monitoring...

Job DescriptionWe are seeking a Risk Management and Compliance Officer to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities. Responsibilities• Conduct thorough risk monitoring and...

**Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to regulatory requirements and industry standards.Key Responsibilities:Collaborate with the team to develop and implement risk...

Job OverviewChina Re Asset Management (Hong Kong) Company Limited seeks a highly skilled Compliance Risk Manager to join its team.Job DescriptionEnsure the company's compliance-related work is implemented in accordance with the Hong Kong Securities and Futures Commission (SFC) requirements, identifying and assessing relevant compliance risks.Develop and...

At Allianz Global Investors, we foster a culture of professionalism, fulfillment, and an inclusive working environment.We invest for the long term, enhancing the investment experience for clients while creating value every step of the way.This role is based in Hong Kong, reporting to the Head of Anti-Financial Crime Compliance, Asia Pacific team.Key...

About UsAt Goldman Sachs Group, Inc., we facilitate connections between people, capital, and ideas to address complex problems for our clients. Our firm provides comprehensive financial services, including investment banking, securities, and investment management.Job OverviewThe Global Banking & Markets New Business Group (GM NBG) is a key component within...

Aquis Search is seeking a highly skilled Compliance Risk Manager to join our team.About the RoleThis exciting opportunity will see you working closely with local business units to develop and implement compliance policies, ensuring seamless operations across the region.Key ResponsibilitiesCompliance Policy Development: Collaborate with stakeholders to design...

About CitiCiti is a leading global bank with a rich history of innovation and customer-centricity. We are committed to empowering individuals and businesses alike, providing them with the resources and support they need to succeed.Job Description: AML Compliance Risk Management AnalystThe AML Compliance Risk Management Analyst plays a critical role in...

Job DescriptionWe are seeking a highly skilled Assistant Audit Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for leading, managing or participating in internal audit engagements related to General and Financial Crime Compliance.Key Responsibilities:• Plan, execute and report on internal audit...

About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at Ashford Benjamin Ltd. As a key member of our Private Side Compliance team, you will play a critical role in ensuring that our investment banking and capital market businesses operate within a robust compliance framework.Key ResponsibilitiesAdvisory and SupportYou...

About Allianz Global InvestorsWe are a leading global active asset manager, committed to enhancing our clients' assets through long-term investments. Our goal is to create value for clients every step of the way by being proactive in how we partner with them and anticipate their needs. We build solutions based on capabilities across public and private...

About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...