Investment Banking Compliance Expert

At Capital Access Limited, we are seeking a seasoned Corporate Legal Compliance Expert to lead our legal and compliance functions.The successful candidate will be responsible for overseeing the company's daily legal and compliance work across various businesses, ensuring the legality and compliance of our business operations. This includes managing external...

Company OverviewThe Ark Group International (Hong Kong) Limited is a renowned institution dedicated to providing expert services in the realm of investment products. We are seeking an exceptional Compliance Expert to join our team, who will play a pivotal role in ensuring the integrity and adherence to regulations in our operations.Job DescriptionWe are...

**Job Overview**Pure Hong Kong is seeking a highly skilled Senior Compliance Expert to join their Regulatory Compliance Team. As a senior member of the team, you will provide compliance advice to the retail banking business and be responsible for providing expert guidance on digital initiatives, investment monitoring & surveillance, new products approval,...

Job Title: Risk and Compliance ExpertCompany Overview: Global Executive Consultants Ltd. is seeking a seasoned professional to fill the position of Risk and Compliance Expert.Job Description:The ideal candidate will assist in managing all regulatory compliance matters, conduct independent reviews to assess policies and controls, review internal guidelines...

Job Summary:We are seeking a highly experienced Global Compliance Expert to join our team at Projob21 Ltd. in a global private bank setting.About Us:Our company is one of the most established pure-play international private banks and asset management groups, employing over 5000 employees globally.Key Responsibilities:Conduct KYC due diligence, account...

Projob21 Ltd. is seeking a seasoned professional to fill an immediately available role as a Compliance Expert, specifically for the KYC Compliance department within our Global Private Bank division.About the RoleWe are looking for an experienced individual with a minimum of 5 years in compliance or KYC/AML roles, preferably within an international private...

Corporate Bank - Compliance Expert for International Correspondent BankingThe ideal candidate will have a strong background in financial crime compliance, with at least 5-7 years of experience gained from working in a financial institution. You will have particular exposure to correspondent banking and a good understanding of local and international...

**Job Overview**Pure Hong Kong is seeking a highly skilled Chief Compliance Officer to join our team. This role will be responsible for providing compliance advice to the Global Investment Banking Business and overseeing various compliance functions.**Key Responsibilities:**Provide compliance advice to the Global Investment Banking Business on matters such...

Job Description:Ashford Benjamin Ltd is seeking an experienced Control Room and Research Compliance Specialist to join our team in Asia Pacific.Key Responsibilities:Compliance Clearance: Provide timely compliance clearance on investment research against the watch and restricted lists, ensuring accurate transactional/role disclosures.Framework Development:...

At Pure Hong Kong, we seek a highly skilled FCC Analyst to join our team. As a key member of our Compliance Team, you will play a vital role in ensuring the integrity and security of our financial operations.Job SummaryThis position involves working closely with internal and external stakeholders to maintain adherence to Anti-Money Laundering regulations....

The Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...

Job SummaryTalentQuest HR Limited is seeking a seasoned Private Banking professional to join our team as an Investment Transactions Expert.About the RoleTo assist Relationship Managers in customer onboarding, product introduction, credit approval, due diligence, and agreement preparation.Responsibilities:

Fixed Income Expert Wanted in Hong KongWe are seeking an experienced Investment Banking Associate to join our team in Hong Kong. As a key member of our Fixed Income department, you will be responsible for building and maintaining strong relationships with investment banks, market makers, and hedge funds.The ideal candidate will have a Bachelor's degree in...

About the RoleThis is a key position within our Legal & Compliance Division, responsible for ensuring adherence to regulatory requirements and maintaining a culture of compliance across our investment banking operations.Key Responsibilities:Develop and implement effective compliance processes, systems, and controls for our Control Room and investment banking...

We are seeking an experienced Global Settlement Expert to join our team at SAFE Investment. The successful candidate will be responsible for performing daily operations of settlement activities for global equities, Fixed Income, FX, and MM.ResponsibilitiesSettlement Operations: Perform daily tasks including trade matching and ensure all instructions are...

Are you a seasoned investment risk professional looking for a new challenge in Global Asset Management? We are seeking an experienced Risk Management Expert to join our team at Projob21 Ltd.As a Risk Management Expert, you will play a crucial role in monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with...

The Asian Infrastructure Investment Bank (AIIB) is a leading multilateral development bank with a mission to finance infrastructure for tomorrow in Asia and beyond. As a Senior Internal Audit Officer, you will play a pivotal role in enhancing the quality and impact of audit services by ensuring that the Internal Audit Office (IAO) strategy aligns and...

About the RoleBank of China is seeking a highly skilled Compliance Risk Management Expert to join our Investment Management team. As a key member of our team, you will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities.ResponsibilitiesConduct thorough risk assessments...

**Job Summary:**We are seeking an experienced Financial Compliance Expert to join our team in the Asia Pacific region. This role will be responsible for ensuring that all investment activities comply with relevant guidelines and regulations.**About Us:**Danos Group is a leading company in the industry, known for its commitment to excellence and innovation....

Job Description:Fargo Wealth Group Limited seeks a Compliance Manager to oversee compliance and trading risk management for the Group's licensed entities.Key Responsibilities:Engage with regulators to foster innovation within regulatory limits, ensuring the Group remains compliant with all relevant laws and regulations.Develop and maintain comprehensive...