Chief Compliance Officer

17 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

**Job Overview**

Pure Hong Kong is seeking a highly skilled Chief Compliance Officer to join our team. This role will be responsible for providing compliance advice to the Global Investment Banking Business and overseeing various compliance functions.

**Key Responsibilities:**

  • Provide compliance advice to the Global Investment Banking Business on matters such as M&A, ECM, DCM, and IPO business.
  • Oversight of control room and research compliance duties.
  • Handling regulators' (HKEx & SFC) on-site exams and inquiries.

**Requirements:**

  • Bachelor's degree in Law or Accounting with professional qualification preferred.
  • No less than 7 years of experience in compliance roles within brokerage or investment banking environments.
  • Proven experience in investment banking products (ECM, DCM, IBD & IPO).
  • Excellent presentation and communication skills, including fluency in Cantonese and English.

**What We Offer:

  • A dynamic and challenging work environment.
  • Opportunities for career growth and development.
  • A competitive salary package.


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