Chief Compliance Officer

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

Larson Maddox is seeking a highly skilled Chief Compliance Officer to lead our compliance team.

Salary: $175,000 - $225,000 per year.

About the Role:

We are looking for an experienced professional to develop, implement, and oversee compliance programs that align with regulatory requirements and internal policies.

Key Responsibilities:

  • Compliance Framework Development: Develop and enhance the compliance framework in accordance with applicable laws and regulations.
  • Monitoring and Testing: Oversee the compliance monitoring and testing program to identify potential risks.
  • Guidance and Support: Provide guidance and support to business units regarding compliance-related matters.
  • Investigations: Lead investigations into compliance breaches and recommend corrective actions.
  • Collaboration: Collaborate with senior management to ensure compliance objectives align with business goals.
  • Team Management: Manage and mentor a team of compliance professionals.
  • Reporting: Prepare and present compliance reports to the board and senior leadership.

Requirements:

  • Educational Background: Bachelor's degree in finance, business, law, or a related field; advanced degree preferred.
  • Experience: A minimum of 13 years of experience in compliance within the banking or financial services industry.
  • Leadership Skills: Proven leadership skills with the ability to manage and develop a high-performing team.
  • Analytical Skills: Excellent analytical, problem-solving, and decision-making abilities.
  • Communication Skills: Strong communication and interpersonal skills.


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