Chief Compliance Officer
4 days ago
Larson Maddox is seeking a highly skilled Chief Compliance Officer to lead our compliance team.
Salary: $175,000 - $225,000 per year.
About the Role:
We are looking for an experienced professional to develop, implement, and oversee compliance programs that align with regulatory requirements and internal policies.
Key Responsibilities:
- Compliance Framework Development: Develop and enhance the compliance framework in accordance with applicable laws and regulations.
- Monitoring and Testing: Oversee the compliance monitoring and testing program to identify potential risks.
- Guidance and Support: Provide guidance and support to business units regarding compliance-related matters.
- Investigations: Lead investigations into compliance breaches and recommend corrective actions.
- Collaboration: Collaborate with senior management to ensure compliance objectives align with business goals.
- Team Management: Manage and mentor a team of compliance professionals.
- Reporting: Prepare and present compliance reports to the board and senior leadership.
Requirements:
- Educational Background: Bachelor's degree in finance, business, law, or a related field; advanced degree preferred.
- Experience: A minimum of 13 years of experience in compliance within the banking or financial services industry.
- Leadership Skills: Proven leadership skills with the ability to manage and develop a high-performing team.
- Analytical Skills: Excellent analytical, problem-solving, and decision-making abilities.
- Communication Skills: Strong communication and interpersonal skills.
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