Chief Compliance Officer

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Omni Group Asia Ltd. Full time
About the Role

We are seeking a highly skilled and experienced Chief Compliance Officer to join our Asset Management team at Omni Group Asia Ltd.

Job Summary

The successful candidate will be responsible for ensuring that our business operations comply with all applicable laws, rules, and regulations. This includes overseeing daily operations related to regulated activities, managing risk associated with Type 4 and Type 9 activities, and coordinating with auditors for annual auditing.

Responsibilities
  • Operation Oversight: Oversee and manage daily operations related to regulated activities, including financial and regulatory reporting obligations and coordination with auditors.
  • Risk Management: Identify, assess, and mitigate risks associated with Type 4 and Type 9 activities, and develop and implement risk management policies and procedures.
  • Client Advisory Services: Oversee the provision of advisory services related to securities and investment strategies, and ensure compliance with regulatory standards.
  • Policy Development: Establish and maintain internal policies and procedures to ensure operational effectiveness and regulatory compliance.
Requirements
  • Bachelor/Master's degree in economics, finance, accounting or equivalent.
  • Eligible to apply for Type 4 (Advising on Securities) & 9 (Asset Management) Responsible Officer designation with the Hong Kong SFC.
  • Minimum 5 years of experience in the financial sector, preferably with prior exposure to the EAM or private banking sector.
  • Excellent command in both written and spoken Chinese (Cantonese/Mandarin) and English.
Estimated Salary Range:

$120,000 - $180,000 per annum, depending on experience.

This salary estimate is based on industry standards for similar roles in Hong Kong.



  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We empower our employees to excel in their roles and make a meaningful impact on our business. This role will play a critical part in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job Title: Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to lead our Distribution Compliance team in ensuring regulatory adherence and excellence in our operations.About the Role:Lead the distribution compliance function to identify, assess, and mitigate risks associated with regulatory changes, business initiatives, and market...


  • Hong Kong, Central and Western District, Hong Kong SAR China JH Partners Asia Company Limited Full time

    Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at JH Partners Asia Company Limited.Key Responsibilities:Evaluate organizational policies and procedures to ensure alignment with regulatory requirements, ensuring the company remains compliant with relevant laws and regulations.Conduct comprehensive risk assessments...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    Job Summary:The Bank of China is seeking a highly skilled and experienced Chief Compliance Risk Management Officer to join our team. In this role, you will be responsible for formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market practices.Main Responsibilities:Develop and maintain...


  • Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Job DescriptionAs a key member of our team, the Chief Compliance Officer - APAC will play a critical role in ensuring that our Hong Kong operations are fully compliant with all relevant laws and regulations.About the RoleWe are seeking a seasoned compliance professional with extensive experience in financial services regulation. The successful candidate will...


  • Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Classy Wheeler Limited is a leading company in satellite services, experiencing strong performance and rapid growth. As a result, we are seeking an experienced Chief Legal Compliance Officer to join our expanding team.Job OverviewThis is a critical role that requires an individual with extensive knowledge of laws and regulations affecting the business. The...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    {"Job Overview": "As the Chief Compliance Officer at Prudential plc, you will oversee compliance to applicable laws, regulatory requirements, policies and procedures. This role will provide assurance and advice to senior management on all compliance matters.", "Key Responsibilities": "Lead the Compliance & Business Conducts functions to ensure best...


  • Hong Kong, Central and Western District, Hong Kong SAR China EFG International Full time

    Job SummaryWe are seeking a highly skilled Chief Compliance Officer to join our team at EFG International. As a key member of our compliance department, you will play a crucial role in ensuring that we maintain the highest standards of risk management and regulatory compliance.Key ResponsibilitiesProvide advisory support and challenge to Client Relationship...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Everbright Bank Hong Kong Branch Full time

    Job Description:We are seeking a seasoned Chief Accounting Officer to join our team at China Everbright Bank Hong Kong Branch.About the Role:This is a leadership position responsible for overseeing all accounting activities, ensuring compliance with regulatory requirements and company policies.Key Responsibilities:The Chief Accounting Officer will be...


  • Hong Kong, Central and Western District, Hong Kong SAR China Robert Walters Hong Kong Full time

    Job Title: Chief Compliance Officer, Corporate Banking">About Us:We are Robert Walters Hong Kong, a leading professional recruitment consultancy. Our goal is to provide the highest quality service to our clients and candidates.">Job Description:This role will involve working closely with senior leadership, legal teams, internal and external stakeholders to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full time

    About the RoleAs a key member of Talent Axis, we are seeking an experienced Chief Compliance Officer to lead our Transaction Monitoring Team. The ideal candidate will have a strong background in AML post-transaction monitoring and banking industry experience.Key ResponsibilitiesSupervise and guide the Transaction Monitoring Team to perform AML functions,...


  • Hong Kong, Central and Western District, Hong Kong SAR China King Deux Search & Consulting Full time

    Job Title: Chief Data Governance OfficerWe are seeking an experienced professional to join our client's team as the Chief Data Governance Officer. In this newly created headcount, you will play a pivotal role in shaping our data governance landscape and driving data strategies across our organization.This position offers a unique opportunity to lead...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Bank Full time

    Company Overview:Dah Sing Bank is a leading financial institution committed to delivering exceptional customer service and innovative banking solutions.Salary:We offer a competitive salary of HKD 45,000 per month for this role.Job Description:Main Responsibilities:We are seeking an experienced Chief Compliance Officer to join our team. The successful...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Mobile International Limited Full time

    Job Title: Chief Financial Reporting OfficerLocation: China Mobile International Limited, Hong KongJob Summary:We are seeking a highly experienced Chief Financial Reporting Officer to join our team at China Mobile International Limited. As a key member of our finance department, you will be responsible for supervising the accounting staff, preparing monthly...


  • Hong Kong, Central and Western District, Hong Kong SAR China Deutsche Bank Full time

    Job Title: APAC Chief Risk OfficerAbout the Role:As our Regional Chief Risk Officer (RCRO), you will be responsible for ensuring the measurement, aggregation, and monitoring of corporate and fiduciary risks undertaken by DWS Investments entities across APAC. You will also be responsible for implementing and complying with relevant regulations, policies, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Overview: Hong Kong Exchanges and Clearing Limited is a purpose-driven company that aims to connect, promote, and progress its markets and the communities they support. With a commitment to long-term development, HKEX strives to provide greater choice and opportunity for its customers.About the Role:We are seeking a skilled Chief Compliance Officer -...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership Full time

    About The Edge PartnershipWe are a dynamic organization seeking an experienced Chief Governance Officer to join our team.Job DescriptionKey Responsibilities:Oversee all company secretarial matters, ensuring proper organizational governance and compliance with statutory requirements.Prepare key announcements, circulars, annual reports, and interim reports for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Job OverviewHong Kong Exchanges and Clearing Limited is seeking a highly skilled Chief Technology Infrastructure Officer to lead its Hosting Services team. The successful candidate will be responsible for delivering reliable, scalable, and secure hosting solutions that meet the needs of HKEX's customers and business objectives.About the RoleThe Chief...

  • Chief Sales Officer

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Marriott International Full time

    Job DescriptionThe Chief Sales Officer will be responsible for driving revenue growth through effective sales strategies and techniques. This role requires excellent communication skills, with the ability to build strong relationships with guests and internal stakeholders.


  • Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

    About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 13 million customers across 10 markets.Our company was established in 2013 with a mission to change the way people feel about insurance. We strive to deliver innovative propositions, easy-to-understand products, and a simpler insurance...