Senior Compliance Officer for Investment Banking

**Job Overview**Pure Hong Kong is seeking a highly skilled Chief Compliance Officer to join our team. This role will be responsible for providing compliance advice to the Global Investment Banking Business and overseeing various compliance functions.**Key Responsibilities:**Provide compliance advice to the Global Investment Banking Business on matters such...

Wells Fargo is committed to hiring the best talent in the industry. Our company overview highlights our dedication to providing excellent customer service, risk management, and compliance-driven culture.We offer a competitive salary range of $120,000 - $180,000 per year, depending on experience and qualifications. This role plays a critical part in ensuring...

Job Title: Senior Compliance Officer**Company Overview**BANK OF CHINA (HONG KONG) LIMITED is a leading financial institution with a rich history and commitment to excellence. Our company offers a dynamic and challenging work environment that fosters growth and development.Estimated Salary: HKD 1,500,000 - HKD 2,000,000 per annum**Job Description**We are...

Job Title: Compliance Officer for Investment ServicesThe ConnectedGroup Limited is seeking a talented individual to join their team as a Compliance Officer for Investment Services. This role involves working closely with the COO and CCO to ensure compliance with existing ARP Compliance policies.Key Responsibilities:Conduct daily compliance monitoring,...

Job OverviewAshford Benjamin Ltd is seeking a highly experienced Senior Compliance Officer to join our team in APAC Control RoomKey ResponsibilitiesOversee the APAC Control Room and Research Compliance function, ensuring adherence to regulatory requirementsProvide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining...

Job SummaryPFCC Group Limited is seeking a highly skilled Senior Compliance Officer to join our team in the control room. This is a critical role that requires a strong understanding of regulatory requirements and compliance procedures.About the RoleThe Senior Compliance Officer will be responsible for managing watchlists and restricted lists, reviewing...

Job Overview">CITIC Pacific Limited is seeking a highly skilled Compliance Officer to join its team in investment management. The successful candidate will be responsible for improving compliance regulations systems, implementing operational mechanisms for compliance management, constructing a strong compliance culture, and ensuring the effective...

Hang Seng Bank Limited: A Leader in Asset ManagementOverviewHang Seng Bank Limited is a renowned financial institution with a strong presence in Hong Kong. Our commitment to service excellence and investment expertise has earned us a trusted reputation among clients.Job SummaryWe are seeking an exceptional Chief Investment Officer to lead our investment...

Citi, a leading global bank, is seeking an experienced Compliance Officer to join its team in Hong Kong. As a senior member of the Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing and maintaining internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

At Capital Access Limited, we are seeking a seasoned Corporate Legal Compliance Expert to lead our legal and compliance functions.The successful candidate will be responsible for overseeing the company's daily legal and compliance work across various businesses, ensuring the legality and compliance of our business operations. This includes managing external...

Job Title: Personal Assistant to Senior ExecutiveWe are seeking a highly skilled and organized Personal Assistant to provide exceptional support to our Senior Executive.About Link Compliance:Link Compliance is an online entertainment company based in Hong Kong. We strive to deliver innovative solutions that exceed our clients' expectations.Salary:The...

About the Role:We are seeking an experienced Investment Banking Compliance Specialist to join our team at Gravitas Recruitment Group.Key Responsibilities:Conduct thorough research and analysis related to potential conflicts of interest.Manage and maintain watchlists and restricted lists to ensure compliance with regulatory requirements.Collaborate with the...

The Asian Infrastructure Investment Bank (AIIB) is a leading multilateral development bank with a mission to finance infrastructure for tomorrow in Asia and beyond. As a Senior Internal Audit Officer, you will play a pivotal role in enhancing the quality and impact of audit services by ensuring that the Internal Audit Office (IAO) strategy aligns and...

Job DescriptionWe are seeking a high-caliber individual to fill the position of Senior AML Compliance Officer - Corporate Banking at Global Executive Consultants Ltd.About the Role:The ideal candidate will have a degree in Business, Finance, or Banking and at least 5 years of experience in KYC/AML with exposure to corporate banking.Professional...

**Job Overview**Pure Hong Kong is seeking a highly skilled Senior Compliance Expert to join their Regulatory Compliance Team. As a senior member of the team, you will provide compliance advice to the retail banking business and be responsible for providing expert guidance on digital initiatives, investment monitoring & surveillance, new products approval,...

About the RoleAs a Senior Macroeconomic Analyst at the Asian Infrastructure Investment Bank (AIIB), you will play a crucial role in promoting sustainable infrastructure investments and improving socio-economic outcomes in Asia and beyond.Job DescriptionConduct Economic Analysis: Conduct research and analysis into macroeconomics and development-related...

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

Job DescriptionWe are seeking a seasoned Senior Compliance Officer to oversee the Transaction Surveillance Unit, Investigations, Card Authorization & Fraud Detection, Physical Security function within our Financial Crime & Security Services Department.About the RoleThis is a pivotal position that ensures the Bank's reputation is upheld and relevant laws and...

Company OverviewCiti is a global financial services company that empowers individuals and businesses to reach their goals. With a rich history dating back over 200 years, we have established ourselves as one of the world's leading banks.We are committed to innovation, customer satisfaction, and community development. Our team members work together to provide...

Hang Seng Bank Limited, a leading financial institution in Hong Kong, is seeking an experienced professional to fill the role of Senior Business Risk and Compliance Manager. This position plays a vital part in maintaining the bank's high standards of service excellence and risk management.Company OverviewHang Seng Bank Limited is committed to delivering...