Senior Compliance Officer for APAC Markets

Job OverviewAshford Benjamin Ltd is seeking a highly experienced Senior Compliance Officer to join our team in APAC Control RoomKey ResponsibilitiesOversee the APAC Control Room and Research Compliance function, ensuring adherence to regulatory requirementsProvide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining...

We are seeking a highly experienced Compliance professional to lead our APAC Compliance team. The MD-Designated Compliance Officer will be responsible for providing Compliance advice and guidance to Moody's businesses in the APAC region, including Hong Kong, Singapore, Japan, and Australia.The ideal candidate will have extensive experience in Compliance,...

Job DescriptionAs a key member of our team, the Chief Compliance Officer - APAC will play a critical role in ensuring that our Hong Kong operations are fully compliant with all relevant laws and regulations.About the RoleWe are seeking a seasoned compliance professional with extensive experience in financial services regulation. The successful candidate will...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst to join our APAC team. The ideal candidate will have excellent written and verbal communication skills, project management experience, and expertise in the Office suite.About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions. Our...

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

Job DescriptionA challenging opportunity has arisen for an experienced Regulatory Compliance Specialist to join Ashford Benjamin Ltd as Regional Compliance Leader for APAC markets. Reporting to the Head of Compliance, you will be responsible for ensuring that our business operations in the region are in compliance with all relevant regulations and laws.About...

Job Title: Risk Management Associate - APAC Compliance">Moody's is a global leader in integrated risk assessment, empowering organizations to make informed decisions. We are seeking a highly skilled Risk Management Associate to join our APAC Compliance team.Job Summary:The Risk Management Associate will play a crucial role in supporting the Global Compliance...

Job DescriptionAt Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to lead our Control Room and Research Compliance function in the Asia Pacific region. As a key member of our team, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Main Responsibilities:Clearance of investment research...

Job SummaryWe are seeking an experienced Senior Trade Marketing Manager to lead our APAC team in developing and executing innovative trade marketing strategies. The ideal candidate will have a strong background in brand management, product development, and digital marketing.About the RoleThe Senior Trade Marketing Manager will be responsible for:Strategic...

About the RoleWe are seeking an experienced marketing professional to join our APAC team as a Marketing Manager. The successful candidate will be responsible for delivering integrated marketing campaigns to raise Jupiter's brand profile and broaden our appeal to wholesale, institutional, and retail clients in Hong Kong, Singapore, and Taiwan.Key...

Ashford Benjamin is a renowned recruitment agency specializing in compliance hiring for the Hong Kong team of a reputable asset manager. This exciting opportunity enables Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role entails providing compliance advisory services to fund businesses, managing...

About the RoleCiti, a global leader in financial services, seeks an experienced Compliance Product Risk Officer to join our APAC team.This role will play a crucial part in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework...

Job Description:We are seeking a highly skilled Senior Compliance and Risk Manager to join our team at PFCC Group Limited. As a key member of our compliance department, you will be responsible for developing and improving our compliance and risk framework across the APAC region.Key Responsibilities:Collaborate with cross-functional teams to design and...

**About the RoleAs a key member of our team, you will be responsible for leading the APAC technology teams across application development, production support, and project management.**Key Responsibilities:Serve as the primary point of contact for technology to the global banking & markets business across equity derivatives, fixed income, and FX.Lead the APAC...

Job Description:Leading a regional compliance monitoring and testing function for a global asset manager is an exciting opportunity to drive excellence in governance and risk management. You will be responsible for developing, executing, and delivering the compliance monitoring program across various business lines within the APAC region.About Us:The Profile...

Job Overview:The Profile Group (HK) Ltd, a renowned Wilson Company, is seeking an exceptional Senior Manager, Compliance Monitoring to join their team in the APAC region. This role offers a unique opportunity to drive compliance excellence across various functions and business lines.About the Role:We are looking for a seasoned professional with at least 8...

Citi, one of the world's most global banks, is seeking a high-caliber professional to join our team as a Compliance Officer - Wealth Market Specialist in Hong Kong.About CitiWe're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders. At Citi, you'll have the opportunity to...

Ashford Benjamin is a reputable recruitment firm that specializes in compliance hiring for the Hong Kong market. This exciting opportunity allows Compliance Specialists to gain exposure in the APAC region, focusing on alternative investment funds.The role of a Compliance Risk Manager entails providing advisory services to fund businesses, managing employee...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...

Job Title: Personal Assistant to Senior ExecutiveWe are seeking a highly skilled and organized Personal Assistant to provide exceptional support to our Senior Executive.About Link Compliance:Link Compliance is an online entertainment company based in Hong Kong. We strive to deliver innovative solutions that exceed our clients' expectations.Salary:The...