Senior Compliance Officer for APAC Markets

1 day ago


Hong Kong, Central and Western District, Hong Kong SAR China Wells Fargo Full time

Wells Fargo is committed to hiring the best talent in the industry. Our company overview highlights our dedication to providing excellent customer service, risk management, and compliance-driven culture.

We offer a competitive salary range of $120,000 - $180,000 per year, depending on experience and qualifications. This role plays a critical part in ensuring the success of our customers and company by executing all applicable risk programs, including Credit, Market, Financial Crimes, Operational, and Regulatory Compliance.

About the Job:

This Senior Compliance Officer position will be responsible for leading the Compliance coverage for APAC Investment Banking and Capital Markets business and providing support to Compliance coverage of APAC Markets business.

The ideal candidate will have 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of work experience, training, military experience, or education. A university degree with minimum 10 years of relevant Compliance working experience, especially in global investment banks, is desired.

Main Responsibilities:

  • Develop, maintain, enhance risk management and control framework to ensure all applicable regulatory requirements are being addressed.
  • Oversee effective Compliance programs for APAC Investment Banking and Capital Markets business in close collaboration with US and EMEA Compliance.
  • Support proactively various Compliance initiatives and projects as assigned by APAC Head of Markets and IBCM Compliance.
  • Partner effectively with Front Line stakeholders to deliver effective Compliance programs.

What We Offer:

  • A dynamic and inclusive work environment that promotes diversity, equity, and inclusion.
  • Ongoing opportunities for professional growth and development.
  • A comprehensive benefits package, including medical, dental, vision, and retirement plans.

At Wells Fargo, we believe in creating an environment where everyone has the opportunity to succeed. If you're passionate about making a difference in the financial services industry, we encourage you to apply.



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