Investment Banking Compliance Specialist

Pure Hong Kong is a top-tier private bank with a strong presence in Asia.We are seeking a skilled Compliance Specialist to join our growing HK Compliance Team, reporting directly to the Head of Compliance.As a key member of our team, you will provide critical compliance advice to our private banking business, investment monitoring & surveillance, personal...

Job Description:Ashford Benjamin Ltd is seeking an experienced Control Room and Research Compliance Specialist to join our team in Asia Pacific.Key Responsibilities:Compliance Clearance: Provide timely compliance clearance on investment research against the watch and restricted lists, ensuring accurate transactional/role disclosures.Framework Development:...

Job OverviewWe are seeking a highly motivated and detail-oriented Investment Banking Support Specialist to join our team in the Private Wealth department.ResponsibilitiesMarket Analysis and Proposal Preparation: Collaborate with senior investment consultants to analyze market trends and prepare comprehensive investment proposals for high net worth...

About SAFE InvestmentSAFE Investment is a leading player in the financial services industry, offering innovative solutions for investment and asset management.Job Title: Settlement Operations SpecialistSalary: $60,000 - $80,000 per annumWe are seeking an experienced Settlement Operations Specialist to join our team. As a key member of our settlement...

Company OverviewSafe Investment is a leading organization in the industry, committed to providing exceptional services to our clients.

At Capital Access Limited, we are seeking a seasoned Corporate Legal Compliance Expert to lead our legal and compliance functions.The successful candidate will be responsible for overseeing the company's daily legal and compliance work across various businesses, ensuring the legality and compliance of our business operations. This includes managing external...

Job OverviewPure Hong Kong is seeking a highly skilled Global AML Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring the bank's operations are in line with Anti-Money Laundering (AML) regulations.

The OpportunityWe are seeking a seasoned Compliance Officer to join our team at Pure Hong Kong, as a key member in the regional compliance function. This role will be responsible for providing expert regulatory advice across our capital markets and institutional banking business.As a specialist in local regulatory requirements and financial products, you...

We are seeking a highly motivated Senior Settlement Specialist to join our team at SAFE Investment.About the RoleThis is an exciting opportunity for a skilled professional to take on a challenging role in our settlement team. As a Senior Settlement Specialist, you will be responsible for ensuring the smooth and efficient settlement of global equities, fixed...

About Pure Hong KongPure Hong Kong is a leading investment banking firm that requires an experienced Compliance Risk Management Specialist to join its team.

Are you looking for a challenging and rewarding career in private wealth management? We are seeking an experienced Investment Banking Specialist to join our team at Bank of China (Hong Kong) Limited.About the RoleThis is a key role that will involve working closely with our investment consultants to analyze market trends and prepare investment proposals. You...

Investment Banking Technical Support RoleWe are seeking a highly skilled and experienced Technical Support Specialist to join our team at Global Link's Talent, supporting our investment banking clients worldwide.About the CompanyOur client is a leading global investment banking, securities and investment management firm. They provide a wide range of services...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

Compliance Role OverviewProjob21 Ltd. is seeking a qualified KYC Associate/Compliance Specialist to join their North Asia Compliance Department. Job Responsibilities:Conduct thorough client due diligence reviews on account opening documents and source of wealth (SOW) to ensure compliance with Bank policy and HKMA regulations.Perform comprehensive KYC for new...

About the RoleAs a Senior Corporate Banking Compliance Specialist, you will play a critical role in ensuring that our corporate banking clients are onboarded and managed in compliance with relevant regulatory requirements and internal policies.The successful candidate will engage in regular periodic reviews of Customer Due Diligence for corporate/SME...

Ashford Benjamin is a leading recruitment agency specializing in compliance hiring for the Hong Kong team of a reputable asset manager.This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds and expanding their professional network.The role involves providing high-quality...

At SAFE Investment, we are seeking a dedicated and detail-oriented Risk and Compliance Associate to provide administrative support to our Legal Department.Job Responsibilities:Handle internal staff's compliance matters with precision and timeliness.Provide secretarial and administrative support, such as document processing, filing, data checking and...

About This RoleWe are seeking a highly skilled and experienced Global Financial Crime Compliance Specialist to join our team at Deutsche Bank. As a key member of our organization, you will play a vital role in ensuring the bank's compliance with anti-financial crime regulations and guidelines.

We are seeking an experienced Financial Crime Compliance Specialist to join our team at ZA in the Banking sector. This role is a full-time opportunity that offers a competitive salary, benefits, and opportunities for growth and development.About the RoleThe Financial Crime Compliance Specialist will be responsible for conducting transaction monitoring and...

Hang Seng Bank Limited, a leading financial institution in Hong Kong, is seeking an experienced professional to fill the role of Senior Business Risk and Compliance Manager. This position plays a vital part in maintaining the bank's high standards of service excellence and risk management.Company OverviewHang Seng Bank Limited is committed to delivering...