Compliance Officer, Regional Compliance, Investment Banking

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

Job Title: Compliance Officer for Investment ServicesThe ConnectedGroup Limited is seeking a talented individual to join their team as a Compliance Officer for Investment Services. This role involves working closely with the COO and CCO to ensure compliance with existing ARP Compliance policies.Key Responsibilities:Conduct daily compliance monitoring,...

We are seeking a highly skilled Senior Compliance Officer to join our team in Hong Kong. This role will provide primary compliance coverage for our APAC Investment Banking and Capital Markets business, including Debt Capital Markets and Mergers & Acquisitions, as well as secondary support to APAC Markets business.Job SummaryThe ideal candidate will be...

Pure Hong Kong is a top-tier private bank with a strong presence in Asia.We are seeking a skilled Compliance Specialist to join our growing HK Compliance Team, reporting directly to the Head of Compliance.As a key member of our team, you will provide critical compliance advice to our private banking business, investment monitoring & surveillance, personal...

About Link ComplianceWe are a leading online entertainment company based in Hong Kong, and we're seeking an exceptional Executive Assistant to support our CEO's business calendar.

We are seeking a seasoned Chief Compliance Officer to join our team at Global Executive Consultants Ltd. in Hong Kong.About the RoleAs a key member of our Corporate Finance division, you will be responsible for ensuring compliance with all relevant regulations and laws in the region. Your expertise will help us navigate complex regulatory landscapes and...

About the Role:We are seeking an experienced Investment Banking Compliance Specialist to join our team at Gravitas Recruitment Group.Key Responsibilities:Conduct thorough research and analysis related to potential conflicts of interest.Manage and maintain watchlists and restricted lists to ensure compliance with regulatory requirements.Collaborate with the...

Job Overview">CITIC Pacific Limited is seeking a highly skilled Compliance Officer to join its team in investment management. The successful candidate will be responsible for improving compliance regulations systems, implementing operational mechanisms for compliance management, constructing a strong compliance culture, and ensuring the effective...

At SAFE Investment, we are seeking a dedicated and detail-oriented Risk and Compliance Associate to provide administrative support to our Legal Department.Job Responsibilities:Handle internal staff's compliance matters with precision and timeliness.Provide secretarial and administrative support, such as document processing, filing, data checking and...

Global Executive Consultants Ltd. is seeking a highly skilled Compliance Manager to join our team in Hong Kong.About the RoleThis is an exciting opportunity to work with a leading investment bank and contribute to the development of their Corporate Finance Business compliance function. The successful candidate will provide expert guidance on regulatory...

Wells Fargo is committed to hiring the best talent in the industry. Our company overview highlights our dedication to providing excellent customer service, risk management, and compliance-driven culture.We offer a competitive salary range of $120,000 - $180,000 per year, depending on experience and qualifications. This role plays a critical part in ensuring...

Citi, a leading global bank, is seeking an experienced Compliance Officer to join its team in Hong Kong. As a senior member of the Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing and maintaining internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

**Job Overview**Pure Hong Kong is seeking a highly skilled Senior Compliance Expert to join their Regulatory Compliance Team. As a senior member of the team, you will provide compliance advice to the retail banking business and be responsible for providing expert guidance on digital initiatives, investment monitoring & surveillance, new products approval,...

Job Title: Senior Compliance Officer**Company Overview**BANK OF CHINA (HONG KONG) LIMITED is a leading financial institution with a rich history and commitment to excellence. Our company offers a dynamic and challenging work environment that fosters growth and development.Estimated Salary: HKD 1,500,000 - HKD 2,000,000 per annum**Job Description**We are...

Job SummaryWe are seeking a seasoned Compliance Expert to lead our regulatory compliance functions in the corporate banking division.About the RoleThis is a high-profile position that requires expertise in corporate banking and wholesale markets, with a strong understanding of local regulations and market practices.The successful candidate will provide...

Job Description:Leading a regional compliance monitoring and testing function for a global asset manager is an exciting opportunity to drive excellence in governance and risk management. You will be responsible for developing, executing, and delivering the compliance monitoring program across various business lines within the APAC region.About Us:The Profile...

At Capital Access Limited, we are seeking a seasoned Corporate Legal Compliance Expert to lead our legal and compliance functions.The successful candidate will be responsible for overseeing the company's daily legal and compliance work across various businesses, ensuring the legality and compliance of our business operations. This includes managing external...

Ashford Benjamin is a leading recruitment agency specializing in compliance hiring for the Hong Kong team of a reputable asset manager.This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds and expanding their professional network.The role involves providing high-quality...

Job Summary:HARBRIDGE PARTNERS is seeking a highly experienced Compliance Manager to join our team. As a senior compliance professional, you will be responsible for overseeing compliance activities in Hong Kong and contributing to regional compliance oversight in Australia and Singapore.About the Role:This is an excellent opportunity to leverage your...

Company OverviewCiti is a leading global bank that offers a wide range of financial services to individuals, businesses, and institutions. With over 230,000 employees worldwide, Citi is committed to providing excellent customer service and building long-term relationships with its clients.Job DescriptionWe are currently seeking a highly skilled Compliance...