Compliance Expert for Alternative Investment Funds
1 day ago
Ashford Benjamin is a leading recruitment agency specializing in compliance hiring for the Hong Kong team of a reputable asset manager.
This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds and expanding their professional network.
The role involves providing high-quality compliance advisory services to fund businesses, managing employee compliance matters, staying up-to-date with relevant rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.
Candidates should have at least 3 years of experience in compliance covering fund businesses, possess a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.
We are seeking a highly skilled and motivated individual who can thrive in a dynamic environment and contribute to the growth and success of our client's business.
Key responsibilities include:
- Providing expert advice on compliance matters related to alternative investment funds
- Managing employee compliance issues and ensuring adherence to company policies
- Staying current with regulatory developments and updates
- Developing and implementing effective compliance programs and procedures
This is a fantastic opportunity for professionals looking to advance their careers in compliance and make a meaningful contribution to the financial industry.
In terms of compensation, we estimate the annual salary for this position to be around HK$600,000-HK$800,000, depending on qualifications and experience.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Legal, Finance, and Business Development
Industries: Staffing and Recruiting, Legal Services, and Financial Services
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