Compliance Expert for Alternative Investment Funds

1 day ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is a leading recruitment agency specializing in compliance hiring for the Hong Kong team of a reputable asset manager.

This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds and expanding their professional network.

The role involves providing high-quality compliance advisory services to fund businesses, managing employee compliance matters, staying up-to-date with relevant rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.

Candidates should have at least 3 years of experience in compliance covering fund businesses, possess a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

We are seeking a highly skilled and motivated individual who can thrive in a dynamic environment and contribute to the growth and success of our client's business.

Key responsibilities include:

  • Providing expert advice on compliance matters related to alternative investment funds
  • Managing employee compliance issues and ensuring adherence to company policies
  • Staying current with regulatory developments and updates
  • Developing and implementing effective compliance programs and procedures

This is a fantastic opportunity for professionals looking to advance their careers in compliance and make a meaningful contribution to the financial industry.

In terms of compensation, we estimate the annual salary for this position to be around HK$600,000-HK$800,000, depending on qualifications and experience.

Seniority level: Mid-Senior level

Employment type: Full-time

Job function: Legal, Finance, and Business Development

Industries: Staffing and Recruiting, Legal Services, and Financial Services



  • Hong Kong, Central and Western District, Hong Kong SAR China PIMCO Full time

    About PIMCOPIMCO is a global leader in active fixed income with deep expertise across public and private markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and non-traditional solutions for companies that need financing and investors who seek strong risk-adjusted...


  • Hong Kong, Central and Western District, Hong Kong SAR China Webbe International Full time

    About the RoleWebbe International is seeking an experienced Associate IR Korean and Japanese speaker to join its Private Credit and Hedge Fund team. As a key member of our Investor Relations department, you will be responsible for building and maintaining relationships with institutional clients, particularly those focused on the Korean market.The ideal...

  • Investment Manager

    3 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job OverviewWe are seeking an experienced Investment Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our alternative investment team, you will be responsible for the post-investment management of our Real Estate Fund in the Hong Kong market.About the RoleThe successful candidate will have a deep understanding of private...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job SummaryThis role involves providing fund investment accounting services which includes managing funds' liquidity, preparing invested capital, understanding transaction structures, calculating investment dividends and carried interest. The successful candidate will also support end-to-end fund operations and capital calls/distributions activities.

  • Compliance Expert

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China Ark Group International (Hong Kong) Limited Full time

    Company OverviewThe Ark Group International (Hong Kong) Limited is a renowned institution dedicated to providing expert services in the realm of investment products. We are seeking an exceptional Compliance Expert to join our team, who will play a pivotal role in ensuring the integrity and adherence to regulations in our operations.Job DescriptionWe are...


  • Hong Kong, Central and Western District, Hong Kong SAR China PIMCO Full time

    Job DescriptionPIMCO is a global leader in active fixed income, with a deep understanding of public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.Our flexible capital base and deep relationships with issuers have helped us...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Are you a seasoned investment risk professional looking for a new challenge in Global Asset Management? We are seeking an experienced Risk Management Expert to join our team at Projob21 Ltd.As a Risk Management Expert, you will play a crucial role in monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job Description:As an Investment Strategist for Bank of China (Hong Kong) Limited, you will play a key role in the post-investment management of our Real Estate Fund. Your responsibilities will include conducting thorough due diligence on private equity managers, strategies, and performance across global markets to evaluate investment opportunities, risks,...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership Full time

    About The Edge PartnershipThe Edge Partnership is a leading financial services firm dedicated to providing expert advice and guidance to asset management companies.Job SummaryWe are seeking a highly experienced Senior Asset Management Compliance Lead to join our team in Hong Kong. This is an exciting opportunity for a seasoned professional to take on a...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job OverviewWe are seeking a seasoned professional to join our team as a Senior Investment Manager for Private Banking. In this role, you will be responsible for managing a portfolio of alternate investments and providing expert advice to high net worth individuals.Key Responsibilities:Manage a portfolio of alternate investments, including funds and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    **Ashford Benjamin Ltd: A Leader in Financial Services**We are seeking an experienced Regulatory Compliance Expert to join our team. This is a fantastic opportunity to work with a leading company in the financial services industry.**About the Role**The successful candidate will be responsible for overseeing and implementing regulatory compliance, trading...


  • Hong Kong, Central and Western District, Hong Kong SAR China Robert Walters Hong Kong Full time

    Robert Walters Hong Kong is seeking an experienced Hedge Fund Compliance Specialist to join our team in Hong Kong. The successful candidate will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.Estimated Salary: HKD 600,000 - HKD 800,000 per annumAbout the RoleThe Hedge Fund...


  • Hong Kong, Central and Western District, Hong Kong SAR China Capital Access Limited Full time

    Job SummaryWe are seeking a highly skilled Investment Manager to join our team at Capital Access Limited.Key Responsibilities:Establish and manage new private equity funds, ensuring compliance with regulatory requirements and timely submission of applications.Execute fund accounting, maintaining accurate records of investment transactions, and prepare...


  • Hong Kong, Central and Western District, Hong Kong SAR China Brookfield Asset Management, Inc Full time

    Job OverviewWe are seeking an experienced Senior Wealth Manager to join our team in Brookfield Asset Management, Inc. in Hong Kong. As a Senior Wealth Manager, you will be responsible for driving wealth management sales across Greater China, including Hong Kong, Taiwan and China.About the RoleGrow Brookfield's wealth management business in Greater China by...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job Title:Fund Accounting Specialist for Global Private Equity Projob21 Ltd. is seeking a highly skilled Fund Accounting Specialist to join our team in a key role within our Global Private Equity business. This exciting opportunity will see you work closely with senior management and investment professionals to deliver exceptional fund administration...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Ashford Benjamin is partnering with a reputable asset manager to fill a compliance role in their Hong Kong team. This opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The key responsibilities of this position include providing compliance advice to fund businesses, overseeing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Capital Access Limited Full time

    Job SummaryWe are seeking a seasoned Private Equity Fund Manager to lead our financial operations team at Capital Access Limited. As a key member of our organization, you will be responsible for ensuring the smooth setup and management of new funds, as well as overseeing daily operational functions related to investment funds.About UsCAPITAL ACCESS LIMITED...


  • Hong Kong, Central and Western District, Hong Kong SAR China Capital Access Limited Full time

    At Capital Access Limited, we are seeking a seasoned Corporate Legal Compliance Expert to lead our legal and compliance functions.The successful candidate will be responsible for overseeing the company's daily legal and compliance work across various businesses, ensuring the legality and compliance of our business operations. This includes managing external...

  • Sales Executive

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Taylor Austin Ltd. Full time

    About the RoleTaylor Austin Ltd. is seeking an experienced Sales Executive to join our team in Southeast Asia. The role involves developing new business across the alternative investment industry in Singapore.Key ResponsibilitiesYou will act as an independent contributor, developing active dialogues with prime brokers, lawyers, and accountants to facilitate...


  • Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full time

    About Aptitude AsiaAptitude Asia is a leading provider of regulatory compliance services to the financial industry.Job Title: Compliance Expert for Financial InstitutionsSalary: HK$120,000 - HK$180,000 per annumJob OverviewThe Associate Director, Compliance Services will be responsible for managing day-to-day compliance operations for a diverse portfolio of...