Regulatory Compliance Expert

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

**Ashford Benjamin Ltd: A Leader in Financial Services**

We are seeking an experienced Regulatory Compliance Expert to join our team. This is a fantastic opportunity to work with a leading company in the financial services industry.

**About the Role**

The successful candidate will be responsible for overseeing and implementing regulatory compliance, trading compliance framework, policies, and procedures. They will manage general compliance matters including licensing, CPT, gift and entertainment, personal account dealing, etc.

Liaising with regulators on examination, inspection, inquiries, etc., will also be a key part of this role. The individual will execute compliance monitoring programs and represent results to senior management.

Additionally, they will collaborate with local and global teams for compliance control enhancement projects.

Requirements:

  • More than 4 years of regulatory compliance or compliance advisory experience.
  • Experience working at hedge fund/high-frequency trading firm/investment bank.
  • Strong knowledge of global markets products.

What We Offer

We offer a competitive salary of approximately $120,000 per year, commensurate with experience, as well as a comprehensive benefits package.

This is a unique opportunity to work with a leading company in the financial services industry and contribute to our success.



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