Asset Management Compliance Specialist

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

About the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...

Ashford Benjamin is partnering with a reputable asset manager to fill a compliance role in their Hong Kong team. This opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The key responsibilities of this position include providing compliance advice to fund businesses, overseeing...

About The RoleGlobal Asset Manager is seeking an investment compliance professional to join their regional investment compliance team. This key position involves pre and post trade compliance monitoring as well as rule building.The successful candidate will have at least 5-8 years of relevant experience gained within the asset management compliance space....

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at China Re Asset Management (Hong Kong) Company Limited.Key ResponsibilitiesCompliance Implementation: Continuously implement our company's compliance-related work in accordance with the requirements of the Hong Kong Securities and Futures Commission (SFC),...

Job Title: Regulatory Compliance Expert for Asset ManagementWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin Ltd.Key Responsibilities:Provide regulatory advice to Hong Kong licensed entities and APAC fund businesses, ensuring compliance with relevant regulations and laws.Monitor and analyze regulatory...

The CompanyPure Hong Kong is a leading asset manager in Asia Pacific, with a strong compliance culture and excellent work-life balance.The RoleAs a Regional Compliance professional, you will be part of our Asia business team, handling all-rounded compliance duties, risk-based review, development of compliance programs, guidelines, and procedures.You will be...

Role OverviewIn this pivotal role, you will be responsible for producing high-quality institutional reports that meet the stringent standards of our clients. Working closely with the Reporting Factory in India and other stakeholders, you will ensure seamless production and timely delivery of these reports.

We are seeking a seasoned Compliance Associate/Senior Associate to join our team at Gough Recruitment.Job SummaryThe ideal candidate will have a strong understanding of Hong Kong's financial regulations and laws, including the Securities and Futures Ordinance (SFO).A Bachelor Degree with major in Law, Accounting, Finance or related discipline is required....

About the RoleWe are seeking a highly motivated Financial Development Specialist to join our Investment Professional Development team at Point72 Asset Management, L.P.What You'll DoDevelop and update curriculum of best practices to promote continuous learning and improvement on the investment platformUndertake project-based work in support of Head of...

Job OverviewChina Re Asset Management (Hong Kong) Company Limited seeks a highly skilled Compliance Risk Manager to join its team.Job DescriptionEnsure the company's compliance-related work is implemented in accordance with the Hong Kong Securities and Futures Commission (SFC) requirements, identifying and assessing relevant compliance risks.Develop and...

Global Executive Consultants Ltd.Job Summary:We are seeking a seasoned Compliance Officer to join our team in the Asset Management division. The successful candidate will be responsible for maintaining and developing compliance programs, conducting AML/CFT sanctions-related tasks, providing compliance advice to the business, and ensuring adherence to...

Job SummaryWe are seeking an experienced Chief Operating Officer to join our team at China Universal Asset Management (Hong Kong) Co. Ltd.The successful candidate will be responsible for leading daily operations functions, including subscription, redemption, dividend distribution, trade settlement, fees payment, reconciliation, and NAV calculation.You will...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at China Re Asset Management (Hong Kong) Company Limited. As a key member of our compliance department, you will be responsible for ensuring the company's business operations align with local regulatory requirements in Hong Kong.Main Responsibilities:Develop and implement...

About UsNorthern Trust is a leading global financial institution with over 130 years of experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.Our StoryWe have been in continuous operation since 1889 and have...

Company OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and attracting high-calibre talent.Job SummaryWe are seeking a strategic Compliance Leader to join our team at Hang Seng Investment Management Limited. This role will be responsible for leading implementation and management of Regulatory...

About Global Executive Consultants Ltd.We are a leading recruitment agency dedicated to providing top talent to the financial industry. Our clients trust us to find highly skilled professionals who can drive their businesses forward.Job Opportunity:A prestigious Chinese bank is seeking an experienced Financial Compliance/Asset Liability Management...

About The Edge PartnershipThe Edge Partnership is a leading financial services firm dedicated to providing expert advice and guidance to asset management companies.Job SummaryWe are seeking a highly experienced Senior Asset Management Compliance Lead to join our team in Hong Kong. This is an exciting opportunity for a seasoned professional to take on a...

Job SummaryWe are seeking an experienced Portfolio Manager - Asset Enhancement Specialist to join our team at Bank Of China (Hong Kong) Limited.About the RoleThe successful candidate will be responsible for implementing and coordinating asset enhancement projects, as well as supervising service providers to ensure excellent services for customers. This role...