Asset Management Compliance Specialist
7 days ago
A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.
Key Responsibilities:- Regulatory Oversight: Provide expert advice on asset management business practices and ensure adherence to relevant laws and regulations.
- Policies and Procedures: Review and update compliance policies and procedures to maintain alignment with Securities and Futures Commission (SFC) requirements.
- Industry Updates: Stay current with changes in rules and regulations, industry best practices, and update compliance programs accordingly.
- Reporting and Filings: Compile and submit periodic regulatory reports and filings to relevant authorities.
- Interdepartmental Collaboration: Collaborate with other control functions, such as legal and internal audit, to ensure a comprehensive compliance framework.
- Marketing Materials Review: Review and approve all marketing materials to ensure compliance with regulatory requirements and the company's branding guidelines.
- Experience: 3-8 years of relevant experience in compliance at asset management or financial institutions.
- Regulatory Knowledge: Thorough understanding of Hong Kong's financial regulations, including the Securities and Futures Ordinance (SFO).
- Communication Skills: Excellent communication and interpersonal skills, with the ability to work collaboratively with various stakeholders.
Estimated Salary: HK$540,000 - HK$720,000 per annum, depending on experience and qualifications. Benefits include a competitive compensation package, opportunities for career growth, and a dynamic work environment.
-
Compliance Manager for Asset Management
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeRole OverviewThe Compliance Manager will be responsible for ensuring that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance standards.This includes providing proactive compliance advice to the business, rolling out Group Compliance policies and standards, implementing...
-
Compliance Manager for Asset Management
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeAre you a seasoned Compliance professional looking to join a dynamic team in the asset management industry? BNP Paribas Asset Management has an exciting opportunity for a Compliance Manager to oversee compliance across all aspects of our business. This is a challenging and rewarding role that will see you working closely with our senior leadership team to...
-
Compliance Manager for Asset Management
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeKey ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...
-
Asset Management Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeJob DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...
-
Compliance Manager
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeJob DescriptionAs a key member of the BNP Paribas Asset Management team, you will play a critical role in ensuring compliance with regulatory requirements and internal policies. The ideal candidate will have extensive experience in compliance management, preferably within an international asset management company.ResponsibilitiesRepresent the Compliance...
-
Senior Compliance Specialist
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China China Life Franklin Asset Management Full timeAbout UsChina Life Franklin Asset Management is a joint venture asset manager that combines the strengths of China Life Group and Franklin Templeton Investments.Job SummaryWe are seeking a Senior Compliance Specialist to join our team. The ideal candidate will have strong passion in joining a legal role in the financial industry to assist in our Compliance...
-
Asset Management Expert
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeAbout the RoleWe are seeking an experienced Portfolio Administration Specialist to join our team at BNP Paribas Asset Management. This role will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, and valuation functions performed by internal teams and external providers.Key...
-
Compliance Specialist in Asset Management
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China CMB International Capital Corporation Limited Full timeAre you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...
-
Asset Management Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeAbout the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...
-
Regulatory Compliance Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full timeJob OverviewWe are seeking an experienced Regulatory Compliance Expert to join our team at China Re Asset Management (Hong Kong) Company Limited.
-
Senior Payroll Specialist
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Balyasny Asset Management L.P. Full timeJob Title: Senior Payroll SpecialistAbout the Role:We are seeking a highly skilled Senior Payroll Specialist to join our team at Balyasny Asset Management L.P. The successful candidate will be responsible for managing the company's payroll operations, ensuring accurate and timely payment of employees.Key Responsibilities:Manage payroll processing, including...
-
Asset Manager
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeROLE DESCRIPTIONAs an Asset Manager at BNP Paribas Asset Management, you will be responsible for the production of institutional reporting that does not meet the standardization requirements. This involves working closely with the Reporting Factory based in India to ensure timely delivery of reports to our clients. Additionally, you will be in charge of...
-
Gopher Asset Management Investment Specialist
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Gopher Asset Management 歌斐資產 Full timeCore ResponsibilitiesWe are seeking a skilled Investment Specialist to join our team at Gopher Asset Management 歌斐資產. In this role, you will be responsible for developing and maintaining strong relationships with high-net-worth clients in Hong Kong, Singapore, and other regions.You will provide professional asset management advice and solutions...
-
Compliance Risk Management Specialist
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ares Management Corporation Full timeAbout Ares AsiaAres Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management.Job OverviewWe are seeking an experienced Compliance Risk Management Specialist to join our team in Hong Kong.The successful candidate will support and assist in all regulatory and compliance-related...
-
Legal Compliance Specialist
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China China Life Franklin Asset Management Full timeCompliance and Legal Support RoleCLFAMC, a joint venture asset manager of the China Life Group and Franklin Templeton Investments, seeks a caliber individual with strong passion in joining the legal role in the financial industry to assist in Compliance and Legal tasks in the team.Key ResponsibilitiesReview and coordinate contract and legal documents,...
-
Compliance Expert for Asset Management
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeJob Description:Audits and Compliance SpecialistTo ensure adherence to regulatory requirements and best practices in asset management, we are seeking a skilled compliance expert.Key Responsibilities:Oversight of compliance policies, procedures, and advice on asset management business operations.Review and update the firm's compliance policies and procedures...
-
Compliance Professional for Asset Management
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Sun Life Asia. This is an exciting opportunity to work with a leading asset management company and contribute to ensuring compliance with regulatory requirements.As a Regulatory Compliance Specialist, you will be responsible for monitoring and testing our...
-
Asset Management Specialist
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeJob OverviewBecome a key member of our team at BNP Paribas Asset Management, where you will play a crucial role in the production of high-quality institutional reports. Your expertise and attention to detail will ensure that our clients receive accurate and timely information.About the RoleThis position is responsible for producing client reports that meet...
-
Strategic Asset Manager
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Brookfield Asset Management, Inc Full timeCompany OverviewBrookfield Asset Management, Inc. is a leading global alternative asset manager with a 100+ year history of owning and operating real assets and related businesses.In 2019, Brookfield acquired a majority interest in Oaktree Capital, a leader among global investment managers specializing in credit and other alternative investments.Together,...
-
Auditor – Asset Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China China Life Franklin Asset Management Full timeCLFAMC is a joint venture asset manager of the China Life Group and Franklin Templeton Investments.We are one of the major institutional investors in the region with sizable AUM.We are seeking a caliber with strong attention to detail to assist in our internal control process.Key Responsibilities:Assurance on all reporting processes.Carrying out internal...