Compliance Leader for Asset Management

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full time

Company Overview

Hang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and attracting high-calibre talent.

Job Summary

We are seeking a strategic Compliance Leader to join our team at Hang Seng Investment Management Limited. This role will be responsible for leading implementation and management of Regulatory Compliance and Financial Crime Compliance.

Key Responsibilities

  • Drive coordination and execution of Regulatory Compliance (Business Compliance and Investment Compliance) and Financial Crime Compliance work streams.
  • Develop practical solutions to complex regulatory compliance issues within asset management business.
  • Partner with Hang Seng (HASE) RC and FCC business and HSVM leadership team to ensure alignment with Global Standards.
  • Stay at the forefront of regional regulatory changes and communicate proactively with HSVM business owners.
  • Implement Regulatory Compliance (Business and Investment Compliance) and Financial Crime Compliance policies into the HSVM business.

Requirements

  • Significant leadership experience in asset management business.
  • Excellent communication and interpersonal skills.
  • Ability to articulate the case for compliance and risk management in the language of business.
  • Experience of dealing with regulatory matters and interaction with regulators.
  • Experience of creating, leading, and motivating a team.
  • Experience of interpreting and analysing large volumes of information and providing succinct summaries for senior management.

Salary Information

The estimated salary for this role is around HKD 1,200,000 per annum, based on market research and industry standards.



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