Compliance Leader for Asset Management
2 days ago
Company Overview
Hang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and attracting high-calibre talent.
Job Summary
We are seeking a strategic Compliance Leader to join our team at Hang Seng Investment Management Limited. This role will be responsible for leading implementation and management of Regulatory Compliance and Financial Crime Compliance.
Key Responsibilities
- Drive coordination and execution of Regulatory Compliance (Business Compliance and Investment Compliance) and Financial Crime Compliance work streams.
- Develop practical solutions to complex regulatory compliance issues within asset management business.
- Partner with Hang Seng (HASE) RC and FCC business and HSVM leadership team to ensure alignment with Global Standards.
- Stay at the forefront of regional regulatory changes and communicate proactively with HSVM business owners.
- Implement Regulatory Compliance (Business and Investment Compliance) and Financial Crime Compliance policies into the HSVM business.
Requirements
- Significant leadership experience in asset management business.
- Excellent communication and interpersonal skills.
- Ability to articulate the case for compliance and risk management in the language of business.
- Experience of dealing with regulatory matters and interaction with regulators.
- Experience of creating, leading, and motivating a team.
- Experience of interpreting and analysing large volumes of information and providing succinct summaries for senior management.
Salary Information
The estimated salary for this role is around HKD 1,200,000 per annum, based on market research and industry standards.
-
Asset Management Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeJob DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...
-
Regulatory Compliance Expert
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full timeJob OverviewWe are seeking an experienced Regulatory Compliance Expert to join our team at China Re Asset Management (Hong Kong) Company Limited.
-
Strategic Product Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC Asset Management (Global) Full timeAbout ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...
-
Asset Management Expert
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeAbout the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...
-
Fixed Income Investment Leader
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC Asset Management (Global) Full timeICBC Asset Management (Global) is seeking a seasoned Fixed Income Investment Leader to join our team.About the RoleThe successful candidate will lead a team of fixed income investment professionals, providing guidance, mentoring, and fostering a collaborative high-performance culture. Key responsibilities include developing and implementing fixed income...
-
Chief Operating Officer, Asset Management
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China China Universal Asset Management (Hong Kong) Co. Ltd Full timeJob SummaryWe are seeking an experienced Chief Operating Officer to join our team at China Universal Asset Management (Hong Kong) Co. Ltd.The successful candidate will be responsible for leading daily operations functions, including subscription, redemption, dividend distribution, trade settlement, fees payment, reconciliation, and NAV calculation.You will...
-
Compliance Risk Manager for Asset Management
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeJob OverviewLarson Maddox is seeking a seasoned Compliance Risk Manager to oversee compliance with all relevant regulations and industry standards impacting FOF, PE, and public funds.The ideal candidate will have a minimum of 10 years of experience in compliance within asset management and in-depth knowledge of the regulatory environment governing asset...
-
Compliance Risk Manager
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at China Re Asset Management (Hong Kong) Company Limited. As a key member of our compliance department, you will be responsible for ensuring the company's business operations align with local regulatory requirements in Hong Kong.Main Responsibilities:Develop and implement...
-
Compliance Specialist in Asset Management
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China CMB International Capital Corporation Limited Full timeAre you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...
-
Asset Management Compliance Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time**About Larson Maddox**Larson Maddox is a Regional Investment Bank dedicated to providing innovative investment solutions while maintaining the highest standards of compliance and governance.**Salary:** $120,000 - $180,000 per year, depending on experienceJob OverviewWe are seeking a seasoned professional to oversee compliance with all relevant regulations...
-
Compliance Risk Manager for Asset Management
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeLarson Maddox is seeking a skilled Compliance Risk Manager to join our team in asset management.About Larson MaddoxWe are a reputable financial services firm committed to providing exceptional investment solutions to our clients. Our success stems from our dedicated team of professionals who work tirelessly to ensure our clients' interests are...
-
High-Performance Wealth Management Executive
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Brookfield Asset Management, Inc Full timeBrookfield Asset Management, Inc. is a global leader in alternative asset management with a rich history of delivering exceptional returns for clients.About the RoleWe are seeking an experienced Vice President to join our team in Hong Kong and drive wealth management sales across Greater China, including Hong Kong, Taiwan, and China. This role will focus on...
-
Senior Asset Manager Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeThe CompanyPure Hong Kong is a leading asset manager in Asia Pacific, with a strong compliance culture and excellent work-life balance.The RoleAs a Regional Compliance professional, you will be part of our Asia business team, handling all-rounded compliance duties, risk-based review, development of compliance programs, guidelines, and procedures.You will be...
-
Senior Asset Management Compliance Lead
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership Full timeAbout The Edge PartnershipThe Edge Partnership is a leading financial services firm dedicated to providing expert advice and guidance to asset management companies.Job SummaryWe are seeking a highly experienced Senior Asset Management Compliance Lead to join our team in Hong Kong. This is an exciting opportunity for a seasoned professional to take on a...
-
Hong Kong, Central and Western District, Hong Kong SAR China Gough Recruitment Full timeWe are seeking a seasoned Compliance Associate/Senior Associate to join our team at Gough Recruitment.Job SummaryThe ideal candidate will have a strong understanding of Hong Kong's financial regulations and laws, including the Securities and Futures Ordinance (SFO).A Bachelor Degree with major in Law, Accounting, Finance or related discipline is required....
-
Senior Compliance Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeAbout the RoleAshford Benjamin Ltd is seeking a Senior Compliance Officer to oversee compliance and provide advice on asset management business.
-
Gopher Asset Management Investment Specialist
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Gopher Asset Management 歌斐資產 Full timeCore ResponsibilitiesWe are seeking a skilled Investment Specialist to join our team at Gopher Asset Management 歌斐資產. In this role, you will be responsible for developing and maintaining strong relationships with high-net-worth clients in Hong Kong, Singapore, and other regions.You will provide professional asset management advice and solutions...
-
Asset Management Specialist
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Asset Management Full timeRole OverviewIn this pivotal role, you will be responsible for producing high-quality institutional reports that meet the stringent standards of our clients. Working closely with the Reporting Factory in India and other stakeholders, you will ensure seamless production and timely delivery of these reports.
-
Chief Compliance Officer, Asset Management
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JH Partners Asia Company Limited Full timeAbout the RoleWe are seeking an experienced Chief Compliance Officer to lead our asset management compliance function. The successful candidate will be responsible for ensuring that our business practices align with regulatory requirements and industry standards.Key ResponsibilitiesEvaluate organizational policies and procedures to ensure alignment with...
-
Strategic Business Growth Leader
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC Asset Management (Global) Full timeCompany Overview: ICBC Asset Management (Global) is a leading investment management company seeking an exceptional professional to join our team.Estimated Salary: HKD 1,200,000 - HKD 2,000,000 per annum, depending on experience and qualifications.Job Description:As Head of Business Development, you will be responsible for formulating and implementing...