Asset Management Compliance Specialist

Job DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

Job OverviewWe are seeking an experienced Regulatory Compliance Expert to join our team at China Re Asset Management (Hong Kong) Company Limited.

About the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

Ashford Benjamin is partnering with a reputable asset manager to fill a compliance role in their Hong Kong team. This opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The key responsibilities of this position include providing compliance advice to fund businesses, overseeing...

Job Description:A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.Key Responsibilities:Regulatory Oversight:...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at China Re Asset Management (Hong Kong) Company Limited.Key ResponsibilitiesCompliance Implementation: Continuously implement our company's compliance-related work in accordance with the requirements of the Hong Kong Securities and Futures Commission (SFC),...

Company Overview:Ashford Benjamin Ltd is a leading financial services firm dedicated to providing top-notch asset management solutions.Job Summary:We are seeking an experienced Asset Management Compliance Specialist to join our team. This role will be responsible for overseeing compliance and providing advice on asset management business, ensuring we...

Job Title: Regulatory Compliance Expert for Asset ManagementWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin Ltd.Key Responsibilities:Provide regulatory advice to Hong Kong licensed entities and APAC fund businesses, ensuring compliance with relevant regulations and laws.Monitor and analyze regulatory...

The CompanyPure Hong Kong is a leading asset manager in Asia Pacific, with a strong compliance culture and excellent work-life balance.The RoleAs a Regional Compliance professional, you will be part of our Asia business team, handling all-rounded compliance duties, risk-based review, development of compliance programs, guidelines, and procedures.You will be...

We are seeking a seasoned Compliance Associate/Senior Associate to join our team at Gough Recruitment.Job SummaryThe ideal candidate will have a strong understanding of Hong Kong's financial regulations and laws, including the Securities and Futures Ordinance (SFO).A Bachelor Degree with major in Law, Accounting, Finance or related discipline is required....

Role OverviewIn this pivotal role, you will be responsible for producing high-quality institutional reports that meet the stringent standards of our clients. Working closely with the Reporting Factory in India and other stakeholders, you will ensure seamless production and timely delivery of these reports.

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryWe are looking for an experienced professional to provide regulatory advice and guidance to our licensed entity and APAC fund business and control function. The successful candidate will be responsible for monitoring relevant...

About the RoleWe are seeking a highly motivated Financial Development Specialist to join our Investment Professional Development team at Point72 Asset Management, L.P.What You'll DoDevelop and update curriculum of best practices to promote continuous learning and improvement on the investment platformUndertake project-based work in support of Head of...

Job SummaryWe are seeking an experienced Chief Operating Officer to join our team at China Universal Asset Management (Hong Kong) Co. Ltd.The successful candidate will be responsible for leading daily operations functions, including subscription, redemption, dividend distribution, trade settlement, fees payment, reconciliation, and NAV calculation.You will...

Job OverviewLarson Maddox is seeking a seasoned Compliance Risk Manager to oversee compliance with all relevant regulations and industry standards impacting FOF, PE, and public funds.The ideal candidate will have a minimum of 10 years of experience in compliance within asset management and in-depth knowledge of the regulatory environment governing asset...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at China Re Asset Management (Hong Kong) Company Limited. As a key member of our compliance department, you will be responsible for ensuring the company's business operations align with local regulatory requirements in Hong Kong.Main Responsibilities:Develop and implement...

Global Executive Consultants Ltd.Job Summary:We are seeking a seasoned Compliance Officer to join our team in the Asset Management division. The successful candidate will be responsible for maintaining and developing compliance programs, conducting AML/CFT sanctions-related tasks, providing compliance advice to the business, and ensuring adherence to...

Company OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and attracting high-calibre talent.Job SummaryWe are seeking a strategic Compliance Leader to join our team at Hang Seng Investment Management Limited. This role will be responsible for leading implementation and management of Regulatory...