Asset Management Compliance Governance Specialist
2 days ago
Ashford Benjamin is partnering with a reputable asset manager to fill a compliance role in their Hong Kong team. This opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.
The key responsibilities of this position include providing compliance advice to fund businesses, overseeing employee compliance matters, staying up-to-date on relevant rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and managing general compliance issues.
Candidates should have at least 3 years of experience in compliance, specifically covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.
We offer a competitive salary range of HKD 600,000 - 900,000 per annum, depending on experience. The ideal candidate will be a mid-to-senior level professional with strong knowledge of the financial industry and regulatory environment.
Key skills and qualifications include:
- Strong understanding of SFC type 1, 4, 9 rules and regulations
- Proficiency in Chinese
- At least 3 years of experience in compliance, covering fund businesses
Benefits include opportunities for career growth and development, a dynamic work environment, and a comprehensive compensation package.
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