Regulatory Compliance Expert for Asset Management

8 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time
Job Title: Regulatory Compliance Expert for Asset Management

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin Ltd.

Key Responsibilities:

  • Provide regulatory advice to Hong Kong licensed entities and APAC fund businesses, ensuring compliance with relevant regulations and laws.
  • Monitor and analyze regulatory changes, updates, and developments in the asset management industry.
  • Implement effective policies and procedures to ensure compliance and mitigate risks.
  • Support new business initiatives by identifying and addressing related regulatory requirements.
  • Handle employee and general compliance matters, including licensing, personal account dealing, gift and entertainment, and other related issues.

Requirements:

  • At least 5 years of experience in regulatory compliance gained in asset managers.
  • Familiarity with SFC type 1, 4, and 9 rules and regulations for fund business.
  • Strong communication and presentation skills.

Estimated Salary: HKD 550,000 - HKD 650,000 per annum, depending on qualifications and experience.

Ashford Benjamin Ltd offers a competitive salary and benefits package to attract top talent. If you are a motivated and experienced regulatory compliance professional looking for a new challenge, please submit your application.



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