Compliance Manager
2 days ago
We are seeking a seasoned Compliance Manager to join our team at Futu Securities International (Hong Kong) Limited. As a key member of our compliance function, you will play a vital role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.
About the RoleThis is a challenging and rewarding opportunity for a skilled professional with a strong background in compliance and regulatory affairs. The successful candidate will be responsible for providing expert advice on licensing issues, reviewing and advising on legal and compliance contracts and documentation, and managing internal and external audit, enquiries, regulatory filings, inspections, and investigations.
You will work closely with various business units to provide compliance advice on securities brokerage and wealth management business, handle compliance requests with internal stakeholders, and enhance the company's internal controls and procedures. Additionally, you will conduct compliance training and perform ad hoc compliance projects as assigned.
RequirementsTo be considered for this role, you must have a degree in Law, Business, Finance, or a related discipline, and at least 5 years of compliance experience in financial institutions, preferably with fintech company experience. Professional qualifications in AML or compliance are an advantage. You should have sound knowledge of rules and regulations of the Securities and Futures Commission and relevant regulatory requirements.
A strong skillset in problem-solving, good interpersonal skills, and proficiency in written and spoken English and Chinese (including Putonghua) are essential for this position. If you are self-motivated, able to work independently, and detail-oriented, we encourage you to apply.
BenefitsAs a valued member of our team, you can expect a competitive salary range of HKD 600,000 - HKD 800,000 per annum, depending on your qualifications and experience. Our company offers a dynamic work environment, opportunities for professional growth and development, and a comprehensive benefits package, including medical insurance, annual leave, and bonuses.
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