Compliance Risk Management Director

We are seeking a highly skilled and experienced Regional Compliance and Risk Management Director to lead our compliance monitoring and testing function in the APAC region.The successful candidate will have at least 8 years of relevant experience, preferably gained from leading financial institutions. Prior experience in a compliance role with an asset...

Job Description We are seeking a skilled Compliance Specialist to join our team at Société Générale Assurances. As an Executive Director, Risk Management Compliance, you will play a crucial role in advising and overseeing the Equities & Equity Derivatives business with respect to their management of regulatory and reputational risk. Key...

Job Title: Assistant Director, Compliance DepartmentValuable Capital Limited is seeking a highly skilled and experienced Assistant Director, Compliance Department to join our team. The successful candidate will be responsible for developing, implementing, and maintaining our compliance program to ensure daily operations comply with Hong Kong SFC and/or other...

Job OverviewCiti's Independent Compliance Risk Management (ICRM) is responsible for managing compliance risk and promoting behavior that is consistent with Citi's mission. We're seeking a high-caliber professional to join our team as Director, Equities Independent Compliance Risk Management Asia - Hybrid based in Hong Kong. In this role, you'll be...

Job SummaryCiti is seeking a highly motivated and experienced Director, Equities Independent Compliance Risk Management Asia to join our team in Hong Kong. As a key member of our Independent Compliance Risk Management (ICRM) team, you will play a critical role in providing compliance advisory and establishing internal policies, procedures, processes, and...

About Ares AsiaAres Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management.Job OverviewWe are seeking an experienced Compliance Risk Management Specialist to join our team in Hong Kong.The successful candidate will support and assist in all regulatory and compliance-related...

Job OverviewAs a Senior Director at Prudential plc, you will play a critical role in driving the company's risk management and internal audit functions. We are seeking an experienced professional to lead our team in identifying and mitigating risks, ensuring the integrity of our internal controls, and providing strategic recommendations to senior...

Job Title: Director, Credit RiskWilsonHCG Hong Kong is seeking a seasoned professional to lead our credit risk management team in the Asia market.Key Responsibilities:Portfolio Risk Management: Monitor and analyze portfolio risk profiles, concentrations, and economic developments to identify trends and issues.Team Leadership: Lead and mentor a team of credit...

We are seeking an experienced Director of Legal Compliance and Governance to join our team at MatchTalent Limited.This key leadership role reports directly to the CEO and is responsible for the development and implementation of our compliance programs, ensuring adherence to local and international regulations.Key Responsibilities:Develop and Implement...

Job SummaryThe Director of Investment Risk for Asia Investment Management plays a crucial role in overseeing investment risk practices and initiatives across the General Account and Segregated Account assets of Sun Life in Asia.This position is part of the Risk and Compliance, Enterprise Asset Management Team, and is responsible for providing oversight and...

At Prudential plc, we're committed to creating a culture of inclusion and diversity, where our people can thrive and make a meaningful impact. Our purpose is to be partners for every life and protectors for every future. We're looking for a talented individual to join our team as a Compliance Director to support our Director, Distribution Compliance and...

Job SummaryWe are seeking a seasoned Global Compliance Director to lead our distribution compliance efforts. As a key member of our team, you will be responsible for ensuring our business practices meet the highest regulatory standards.About the RoleThe ideal candidate will have a proven track record in compliance and risk management, with a strong...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our company is committed to making the insurance journey simpler, faster, and smoother through innovative propositions and easy-to-understand products, supported by digital technology.The...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

OverviewPrudential plc, a leading insurance and financial services company, is seeking a Senior Manager, Compliance to join its team. With a strong focus on compliance and risk management, this role will play a critical part in ensuring the organization's activities align with regulatory requirements and industry standards.About the RoleThe Senior Manager,...

Job Title: Director, Trading Risk Manager, Quant Trading TeamJob Summary:The Quant Trading team at Crypto is responsible for trading and managing risks associated with different crypto products, including spots and derivatives. The team develops and implements trading strategies in fast-paced and complex trading environments.We are recruiting for a Director...

At Manulife, we are seeking a highly skilled and experienced professional to fill the role of Director of Regulatory Compliance Management.Job DescriptionWe are committed to attracting, developing, and retaining a workforce that is as diverse as the customers we serve. This position plays a critical role in ensuring that our distribution channels comply with...

Job Title: Compliance Risk ManagerWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market practices.Key...

At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our mission is to make the insurance journey simpler, faster and smoother, with innovative propositions and easy-to-understand products, supported by digital technology.The RoleWe are seeking a...