Director, Equities Independent Compliance Risk Management Asia

Job SummaryCiti is seeking a highly skilled Director, Equities Independent Compliance Risk Management Asia to join our team in Hong Kong. As a key member of our Independent Compliance Risk Management (ICRM) team, you will play a critical role in providing compliance advisory and establishing internal policies, procedures, processes, and programs to prevent...

Job OverviewCiti's Independent Compliance Risk Management (ICRM) is responsible for managing compliance risk and promoting behavior that is consistent with Citi's mission. We're seeking a high-caliber professional to join our team as Director, Equities Independent Compliance Risk Management Asia - Hybrid based in Hong Kong. In this role, you'll be...

Job OverviewCiti is a global bank with a commitment to supporting the growth and development of its employees. We are seeking a highly skilled Compliance Risk Officer to join our team in Hong Kong.Job SummaryThe Compliance Risk Officer will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance...

Job Description We are seeking a skilled Compliance Specialist to join our team at Société Générale Assurances. As an Executive Director, Risk Management Compliance, you will play a crucial role in advising and overseeing the Equities & Equity Derivatives business with respect to their management of regulatory and reputational risk. Key...

About the RoleWe are seeking a highly skilled and experienced Director/Senior Director to join our Asia Product Risk Management team. As a key member of our team, you will be responsible for overseeing product risk management activities for Asia Segment.Key ResponsibilitiesProvide independent review on products to ensure that practices in Asia Segment meet...

Furst Asia Limited, a non-China focus Private Equity firm with an AUM of 400 million Euro, is seeking an Executive Director of Private Equity Investments. Reporting to the Chairman.Key responsibilities include deal structuring, execution, exit, talent recruiting & training for junior staffExecute primary fund investments in growth, buyout, distressed and...

Job SummaryThe Director of Investment Risk for Asia Investment Management plays a crucial role in overseeing investment risk practices and initiatives across the General Account and Segregated Account assets of Sun Life in Asia.This position is part of the Risk and Compliance, Enterprise Asset Management Team, and is responsible for providing oversight and...

About the RoleWe are seeking a highly skilled and experienced Risk Management Director to join our team at Manulife Financial Asia Limited. As a key member of our Asia Product Risk Management team, you will play a critical role in overseeing product risk management activities for our Asia Segment.Key ResponsibilitiesProvide independent review of new product...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Job Summary: We are seeking a seasoned Compliance professional to join our team as Director, Compliance, Asia Investment Management. The successful candidate will be responsible for establishing and maintaining a fit-for-purpose asset management Regulatory Compliance Management (RCM) program within Asia Investment Management.Key Responsibilities:Establish a...

Job Title: Regional Equities Compliance HeadHarbridge Partners is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our Equities business on regulatory matters, developing and implementing compliance policies and...

Private Equity Investment DirectorElysian Executive Solution is seeking a seasoned Private Equity Investment Director to join our team. As a key member of our investment team, you will be responsible for managing day-to-day investment activities, formulating investment strategies, and conducting industry research to identify potential investment...

Job Title: Director, Compliance, Asia Investment ManagementAt Sun Life, we are seeking a seasoned Compliance professional to join our Asia Investment Management team as a Director, Compliance. This role will be responsible for establishing and maintaining a fit-for-purpose asset management Regulatory Compliance Management (RCM) program within Asia Investment...

**About the Opportunity**We are seeking a highly experienced Product Risk Management Director to join our team in Asia. This is an exciting opportunity for a seasoned professional to leverage their expertise in product and pricing to drive business growth while ensuring risk management.The ideal candidate will have at least 10 years of experience in the life...

Job Title: Regional Equities Compliance HeadAt Harbridge Partners, we are seeking a highly experienced Regional Equities Compliance Head to join our team in Hong Kong. As a key member of our Compliance Department, you will be responsible for providing guidance and advice to our Business Units and infrastructure and support staff across all our APAC...

Company OverviewCiti is a leading global bank that operates in an increasingly complex world. Companies today are either born global or are expanding globally at an unprecedented pace. Business and geopolitics are forging a new dynamic, and consumers expect seamless financial services as part of their digital lives.Salary and BenefitsThe estimated annual...

About CPP InvestmentsCPP Investments is a global and dynamic investment organization that invests the funds of the Canada Pension Plan (CPP) to ensure long-term sustainability. With assets under management valued in excess of $500 billion, we are one of the most respected and fastest-growing institutional investors in the world.Our MissionWe aim to deliver...

About the RoleThe Asia Pacific Equities Compliance Manager will provide regional compliance coverage for the clients Equities business, including Execution Services, Listed and OTC Derivatives, market making activities, Prime Brokerage, and Stock Borrowing and Lending.Key Responsibilities Provide regulatory advice and guidance to the Equities business in...

Job Summary: Citi is seeking a highly skilled and experienced Compliance Risk Officer to join our team in Hong Kong. As a Compliance Risk Officer, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework...

Job Title: Associate Director - Asia TelecomsHSBC is seeking a highly skilled and experienced Associate Director to join our Global Research team in Asia Telecoms. As a key member of our team, you will be responsible for providing high-quality research and analysis to investors around the world.Key Responsibilities:Overlay analytical skills at the stock...