Compliance Risk Officer for Equities and Asia Cash
8 hours ago
Citi is a global bank with a commitment to supporting the growth and development of its employees. We are seeking a highly skilled Compliance Risk Officer to join our team in Hong Kong.
Job SummaryThe Compliance Risk Officer will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices for Independent Compliance Risk Management (ICRM), specifically for Asia Cash Equities.
Main Responsibilities- Assist in the design and development of compliance programs, policies, and practices for ICRM, particularly for Asia Cash Equities
- Provide guidance on rules and regulations relating to function/business/product issues, as well as provide transactional approvals and interpretation of internal compliance policies
- Assist with regulatory inquiries and/or examinations, including coordination with regulators and other parties
- Collaborate with other internal areas, including Legal, Business Management, Operations, Technology, Finance, and other Control Functions, to address compliance issues that may impact the supported function/business/product
To succeed in this role, you will need:
- A bachelor's degree, preferably in a relevant field, such as law or business
- Experience in compliance, legal, or other control-related functions in the financial services industry, regulatory organization, or legal/consulting firm
- Strong knowledge of compliance laws, rules, regulations, risks, and typologies
- Excellent written and verbal communication skills, as well as strong interpersonal skills
- Ability to work collaboratively and independently, navigate complex organizations, and manage multiple projects simultaneously
We offer a competitive salary range of HKD 800,000 - HKD 1,200,000 per annum, depending on experience, as well as comprehensive benefits, including health insurance, retirement plan, and paid time off.
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