Senior Compliance Risk Management Specialist, Equities Asia

Job DescriptionHARBRIDGE PARTNERS seeks an experienced Senior Equities Compliance Specialist to join our team in Hong Kong.About the RoleThis is a senior leadership position that requires a deep understanding of equities compliance and regulatory requirements across Asia Pacific. As a key member of our compliance team, you will be responsible for providing...

Job Title: Senior Compliance Risk ManagerAbout the Role:We are seeking an experienced Senior Compliance Risk Manager to lead and manage regional legal, compliance, and risk projects from initiation to completion. The successful candidate will ensure timelines, budgets, and quality standards are met.Key Responsibilities:Project Leadership: Lead regional...

Job OverviewCiti is a global bank with a commitment to supporting the growth and development of its employees. We are seeking a highly skilled Compliance Risk Officer to join our team in Hong Kong.Job SummaryThe Compliance Risk Officer will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance...

Job OverviewCiti's Independent Compliance Risk Management (ICRM) is responsible for managing compliance risk and promoting behavior that is consistent with Citi's mission. We're seeking a high-caliber professional to join our team as Director, Equities Independent Compliance Risk Management Asia - Hybrid based in Hong Kong. In this role, you'll be...

Citi is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. With a vast global network and on-the-ground expertise, we connect the dots, anticipate change, and empathize with the needs of our clients and customers.Job DescriptionThe Director, Equities Independent Compliance Risk Management Asia role is a...

Company Overview">Aptitude Asia is a leading provider of innovative financial solutions.Job Title: Senior Equity Front Office IT Specialist - FIX Onboarding, Investment BankSalary: $120,000 - $180,000 per annumJob Description:We are seeking an experienced Senior Equity Front Office IT Specialist to join our team. The successful candidate will be responsible...

About Ares AsiaAres Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management.Job OverviewWe are seeking an experienced Compliance Risk Management Specialist to join our team in Hong Kong.The successful candidate will support and assist in all regulatory and compliance-related...

Company OverviewHARBRIDGE PARTNERS is a leading financial services firm with a strong presence in the Asia Pacific region.We are seeking an experienced Regional Equities Compliance Specialist to join our team in Hong Kong.SalaryThe estimated salary for this role is HKD 750,000 - HKD 1,000,000 per annum, depending on experience.Job DescriptionThis is a senior...

At Larson Maddox, we are seeking an experienced Senior Equities Regulatory Compliance Specialist to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesCompliance Policy Development: Assist in the development and enhancement of...

About the RoleHang Seng Bank Limited is seeking a highly skilled Senior Equity Financing and Structuring Specialist to join our team. As a key member of our Global Markets business, you will be responsible for equity financing and structuring, including profit contribution, risk management, pricing, design of processes/system solutions, due diligence and...

Job SummaryWe are seeking a highly skilled Senior Credit Risk Specialist to join our team in BBVA, focusing on credit risk management for Asia markets.About the RoleThe ideal candidate will have a deep understanding of credit risk analysis, with experience in preparing and reviewing credit proposals, as well as monitoring compliance with risk procedures and...

Job DescriptionAptitude Asia is seeking a highly skilled Equity Trading Systems Specialist to join our team.Responsibilities:Maintain high availability and business continuity for the firm's trading systems, ensuring seamless execution of cash equity trades across multiple platforms, including Fidessa, Market Trader, ULBridge, and exchange connectivity...

Pontoon Asia Pacific: Senior Risk Management RoleWe are seeking an experienced Risk Management Specialist to join our team in Hong Kong. The ideal candidate will have a strong background in risk oversight and management, with a focus on quality and timeliness.About the RoleThis is a 6-month contract opportunity that requires a high level of expertise in risk...

Private Equity Investment Team Lead OpportunityWe are seeking a seasoned Senior Private Equity Investment Execution Team Leader to join our team at Furst Asia Limited. Reporting directly to the Chairman, this role offers an exceptional opportunity to lead deal structuring, execution, and exit strategies.Responsibilities:Oversee primary fund investments in...

Discover a challenging career opportunity as a Compliance Specialist in the Asia Pacific markets with Societe Generale Assurances.About the RoleWe are seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our compliance function, you will play a vital role in ensuring that our Equities & Equity Derivatives business...

Job DescriptionWe are seeking a highly experienced Risk Management Specialist to join our team in Hong Kong. This is an exciting opportunity for someone with a strong background in financial services compliance or regulatory legal experience.Main Responsibilities:Provide Risk Advisory Services: Provide comprehensive risk advisory services to the Equities,...

About Aptitude AsiaAptitude Asia is a leading financial institution that offers innovative solutions for trading on global equity markets.Job OverviewWe are seeking a highly skilled Senior Equity IT Business Strategy Consultant to join our team. The successful candidate will have extensive experience in cash equity front office trading systems and be...

The Pure Hong Kong asset management group is a leading player in the industry.We are currently looking for an experienced compliance professional to join our Regional Compliance team in Hong Kong.This role involves handling all aspects of compliance for our Asia business, including risk-based reviews, compliance program development, and day-to-day advice to...

About the RoleThe Asia Pacific Equities Compliance Manager will provide regional compliance coverage for the clients Equities business, including Execution Services, Listed and OTC Derivatives, market making activities, Prime Brokerage, and Stock Borrowing and Lending.Key Responsibilities Provide regulatory advice and guidance to the Equities business in...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...