Regional Equities Compliance Specialist

About the RoleThe Asia Pacific Equities Compliance Manager will provide regional compliance coverage for the clients Equities business, including Execution Services, Listed and OTC Derivatives, market making activities, Prime Brokerage, and Stock Borrowing and Lending.Key Responsibilities Provide regulatory advice and guidance to the Equities business in...

Job DescriptionHARBRIDGE PARTNERS seeks an experienced Senior Equities Compliance Specialist to join our team in Hong Kong.About the RoleThis is a senior leadership position that requires a deep understanding of equities compliance and regulatory requirements across Asia Pacific. As a key member of our compliance team, you will be responsible for providing...

Role Overview:Trevose Partners Limited seeks a highly skilled Compliance Officer to leverage our APAC and global programs to adhere to regulations and exchange rules. This role will involve developing and deploying a comprehensive compliance program across APAC offices, focusing on preventing, detecting, and responding to compliance risks and misconduct.The...

Larson Maddox is seeking a skilled Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Collaborate with trading desks and other stakeholders to provide compliance guidance and support.Conduct trade...

Job Title: AML Compliance Specialist, Equities/SecuritiesAbout the Role:We are seeking a highly motivated and experienced AML Compliance Specialist to join our team in Equities/Securities. As a key member of our Compliance team, you will be responsible for ensuring that our business activities comply with all relevant AML/CTF regulations and laws.Key...

At Larson Maddox, we are seeking an experienced Senior Equities Regulatory Compliance Specialist to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesCompliance Policy Development: Assist in the development and enhancement of...

At Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to join our team in the APAC region. The successful candidate will play a crucial role in ensuring our business operations comply with relevant regulations and exchange rules.Key ResponsibilitiesProvide expert advice on equities, fixed income, and electronic trading compliance...

About Ashford Benjamin LtdAshford Benjamin Ltd is a leading financial services company that values expertise and integrity in compliance matters.Job DescriptionWe are seeking a highly experienced Compliance Professional to join our team. As Global Markets Compliance Specialist, you will be responsible for providing critical compliance advice on equities,...

Discover a challenging career opportunity as a Compliance Specialist in the Asia Pacific markets with Societe Generale Assurances.About the RoleWe are seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our compliance function, you will play a vital role in ensuring that our Equities & Equity Derivatives business...

Job OverviewLarson Maddox is a Regional Investment Bank seeking a seasoned Vice President of Equities Compliance to lead its cash equities and derivatives compliance program.About the RoleThe ideal candidate will have at least 5 years of experience in compliance within the financial services sector, with a strong understanding of relevant regulations and...

HARBRIDGE PARTNERS, a leading recruitment agency in Hong Kong, is seeking an experienced AML Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the compliance of our clients' equities and securities businesses with relevant regulations.**Job Summary:**We are looking for a highly skilled AML Compliance Specialist...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong, providing compliance coverage to the CICC group of companies for its Equities, FICC, and Wealth Management business activities.This is an excellent opportunity for a professional with strong financial services compliance or regulatory legal background to take on a...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

About the RoleWe are seeking an experienced Strategic Equity Trader to join our team in the APAC region. As a key member of our trading desk, you will be responsible for expanding our equity delta one and financing activity in the region.

Job DescriptionLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to global markets, ensuring...

Job Summary:HARBRIDGE PARTNERS is seeking a highly experienced Compliance Manager to join our team. As a senior compliance professional, you will be responsible for overseeing compliance activities in Hong Kong and contributing to regional compliance oversight in Australia and Singapore.About the Role:This is an excellent opportunity to leverage your...

Company Overview">Aptitude Asia is a leading provider of innovative financial solutions.Job Title: Senior Equity Front Office IT Specialist - FIX Onboarding, Investment BankSalary: $120,000 - $180,000 per annumJob Description:We are seeking an experienced Senior Equity Front Office IT Specialist to join our team. The successful candidate will be responsible...

About the Role We are seeking a skilled Marketing Activation Specialist to join our team at PER, Private Equity Recruitment. The successful candidate will be responsible for developing and executing a regional marketing activation plan for a global private equity firm based in Hong Kong. Key ResponsibilitiesDevelop a channel strategy and messaging strategy...

**Job Overview**Larson Maddox is seeking an experienced Compliance Vice President to oversee our equities compliance program. The ideal candidate will have at least 5 years of experience in compliance within the financial services sector.Responsibilities:Develop, implement, and maintain comprehensive compliance policies and procedures for cash equities and...

Citi's Independent Compliance Risk Management (ICRM) is a crucial control function that ensures compliance with laws and regulations. We are seeking a highly motivated and experienced professional to join our team as Senior Compliance Risk Management Specialist, Equities Asia. This role requires a strong working knowledge of financial institutions and...