Global Markets Compliance Specialist

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

About Ashford Benjamin Ltd

Ashford Benjamin Ltd is a leading financial services company that values expertise and integrity in compliance matters.

Job Description

We are seeking a highly experienced Compliance Professional to join our team. As Global Markets Compliance Specialist, you will be responsible for providing critical compliance advice on equities, fixed income, and electronic trading business in the APAC region.

Your key responsibilities will include:

  • Acting as the primary contact person for regulatory and compliance matters related to market-making activities
  • Implementing compliance policies, procedures, and frameworks according to relevant regulatory updates
  • Collaborating with internal and external stakeholders on new product/initiatives, trade strategies review, and regulatory examinations

Requirements

To be successful in this role, you must have:

  • At least 5 years of experience in equities/fixed income/electronic trading compliance advisory
  • In-depth knowledge of global markets exchange rules and regulations in the APAC region
  • Fluency in English; proficiency in any Asian language is an added advantage

Compensation Package

The estimated salary range for this position is between $80,000 and $120,000 per annum, commensurate with your level of experience.



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