Bond Market Compliance Specialist

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China MatchTalent Limited Full time

At MatchTalent Limited, we are seeking a highly skilled Bond Market Compliance Specialist to join our team. This is an exciting opportunity for an experienced compliance professional to play a critical role in ensuring the integrity of our bond trading and investment operations.

About the Role

The Bond Market Compliance Specialist will be responsible for monitoring and interpreting regulations affecting the bond market, conducting comprehensive risk assessments, and developing, implementing, and updating compliance policies and procedures specific to bond trading and investment operations.

This is a key position that requires strong knowledge of bond market regulations, industry practices, and compliance frameworks. The successful candidate will have a proven track record of developing and implementing compliance programs in a financial services environment.

Responsibilities
  • Regulatory Compliance: Monitor and interpret regulations affecting the bond market, ensuring that all trading activities comply with relevant laws and regulations.
  • Risk Assessment: Conduct comprehensive risk assessments related to bond transactions and recommend appropriate controls and mitigation strategies.
  • Policy Development: Develop, implement, and update compliance policies and procedures specific to bond trading and investment operations.
  • Monitoring and Reporting: Oversee the monitoring of trading activities and compliance with internal policies; prepare reports for senior management and regulatory bodies as required.
  • Audit Support: Assist in audits and examinations by regulatory authorities, ensuring all required documentation and responses are accurate and timely.
Requirements
  • Education: Bachelor's degree in Finance, Business Administration, Law, or a related field
  • Experience: Minimum of 3-5 years of compliance experience, with a specific focus on bond markets and fixed-income instruments.
  • Knowledge: Strong understanding of bond market regulations, industry practices, and compliance frameworks.
  • Technical Proficiency: Familiarity with compliance monitoring tools and regulatory reporting systems.

We estimate the salary for this role to be around $120,000 - $180,000 per year, depending on experience and location.

What We Offer

As a Bond Market Compliance Specialist at MatchTalent Limited, you can expect a dynamic and challenging work environment, opportunities for professional growth and development, and a competitive compensation package.



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