Bond Market Compliance Specialist

Job DescriptionJob Title: Associate, Securities Back OfficeBusiness Type: Financial ServicesJob Summary: We are seeking a highly skilled and experienced professional to join our Securities Back Office team as an Associate. The successful candidate will be responsible for facilitating and smoothing out the booking, processing, confirmation, and settlement of...

About the RoleHaitong International Securities Group Limited is seeking a Senior Debt Markets Specialist to join our team. This is an exciting opportunity for experienced professionals to take on new challenges and contribute to the growth of our business.Job DescriptionThe Senior Debt Markets Specialist will be responsible for performing debt capital...

Discover a challenging career opportunity as a Compliance Specialist in the Asia Pacific markets with Societe Generale Assurances.About the RoleWe are seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our compliance function, you will play a vital role in ensuring that our Equities & Equity Derivatives business...

Unlock Your Potential in Debt Capital MarketsMUFG is seeking a skilled Debt Capital Markets Origination Specialist to join our team. As a key member of our DCM team, you will be responsible for assisting clients in accessing global debt markets across both bonds and loans products.Your primary focus will be on developing a sustainable, client-focused,...

Compliance Role OverviewAt Goldman Sachs, we are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team. As a Compliance Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesProvide real-time compliance advice to...

OverviewCiti is a global leader in financial services, with operations in over 160 countries. As a Compliance Risk Management Specialist - Markets, you will play a critical role in helping us achieve our mission to provide innovative financial solutions to our clients.

About the Company 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong is a leading financial institution with a strong presence in the Asia-Pacific region. Job Title: IB - Flow Trader - VP/Director We are seeking an experienced corporate bond trader to join our team in Hong Kong. The successful candidate will have extensive knowledge of the APAC...

Company Overview">Unicorn Advisor (HK) Limited is a leading financial services company that provides expert advice to clients in the Asia-Pacific region.">Job Summary">We are seeking an experienced Senior Financial Markets Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with all relevant...

Millennium Management: Derivatives Trading Support SpecialistWe are seeking a highly skilled Derivatives Trading Support Specialist to join our team. The successful candidate will provide Level 1+ support for Millennium's Equity Derivatives and Convertible Bond tools, analytics, and monitoring systems.Key Responsibilities:Application Support - Provide...

Job SummaryWe are seeking a highly skilled Senior Corporate Bond Trader to join our team in Hong Kong. As a key member of our APAC credit trading team, you will be responsible for making markets in Corporate Bonds and CDS/Indices in the APAC region.About the RoleThis is an exciting opportunity to work with a leading global bank and contribute to the success...

About the RoleWe are seeking a Corporate Markets Associate to join our team in Hong Kong. This is an exciting opportunity to elevate your career in financial services and make a meaningful impact in international corporate and sovereign debt issuances.Key ResponsibilitiesCollaborate closely with our Hong Kong-based team to execute identification and agency...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Sun Life Asia. This is an exciting opportunity to work with a leading asset management company and contribute to ensuring compliance with regulatory requirements.As a Regulatory Compliance Specialist, you will be responsible for monitoring and testing our...

Compliance and Risk ManagementWe are seeking a highly skilled Compliance Specialist to join our Global Markets FICC team. As a Vice President, you will be responsible for providing real-time compliance advice to our business units in APEJ on compliance issues regarding transactions, new products and business initiatives.The primary responsibilities of this...

**Valuable Capital Limited:** A leading financial institution seeking an experienced Senior Investment Operations Specialist to join our team.**Job Overview:** As a key member of our operations team, you will play a crucial role in ensuring the smooth execution of investment operations, delivering high-quality services to our clients while managing risk and...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support to business initiatives, and handling regulatory reporting and inquiries with the relevant...

Job Summary:We are seeking a highly skilled Equities Compliance Specialist to join our team at Ashford Benjamin Ltd. The successful candidate will be responsible for providing compliance advice on APAC equities and electronic trading business.Key Responsibilities:Act as the primary contact person for regulatory and compliance matters related to market-making...

Job SummaryDBS Bank (Hong Kong) Limited is seeking a highly skilled and experienced Operations Specialist to join our team. As an Operations Specialist, you will play a critical role in ensuring the smooth operation of our structured investment products, notes, and bonds services.Key ResponsibilitiesMonitor daily operations to ensure quality services are...

As a Compliance Governance Specialist at Global Executive Consultants Ltd., you will play a crucial role in ensuring the company's daily operations comply with Hong Kong SFC and/or other regulatory requirements.Key Responsibilities:Oversee general compliance for Type 1, 4, 9 licenses to ensure seamless operations.Develop and implement internal manuals,...

pbKey Responsibilities:/b/ppAs a Compliance Specialist for Fixed Income and Commodities Trading, you will be responsible for ensuring that all trading activities are in compliance with relevant regulations and laws./ppbRequirements:/b/ppMust have strong experience in Fixed Income and Commodities Trading compliance./ppFluency in Mandarin is a must./p

About the RoleWe are seeking a highly skilled Senior Debt Origination Specialist to join our team at MUFG. This is an excellent opportunity for a motivated individual with a passion for debt capital markets to contribute to our success.Job DescriptionThe successful candidate will be responsible for assisting clients in accessing global debt markets across...