Financial Markets Compliance Expert

4 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

pbKey Responsibilities:/b/ppAs a Compliance Specialist for Fixed Income and Commodities Trading, you will be responsible for ensuring that all trading activities are in compliance with relevant regulations and laws./ppbRequirements:/b/ppMust have strong experience in Fixed Income and Commodities Trading compliance./ppFluency in Mandarin is a must./p



  • Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    Key Responsibilities:Our Senior Compliance Professional will be responsible for ensuring adherence to regulatory requirements in Fixed Income and Commodities trading. Fluency in Mandarin is essential for this role.Requirements:Strong compliance experience in Financial MarketsExcellent communication and problem-solving skills


  • Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    Company Overview">Unicorn Advisor (HK) Limited is a leading financial services company that provides expert advice to clients in the Asia-Pacific region.">Job Summary">We are seeking an experienced Senior Financial Markets Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with all relevant...


  • Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    About Goldman SachsFounded in 1869, Goldman Sachs is a leading global investment banking, securities and investment management firm. Our commitment to our people, capital and ideas helps our clients, shareholders and the communities we serve grow.Job Title: Financial Services Professional - Compliance and Regulatory ExpertSalary: Estimated salary range is...


  • Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

    Unlock Your Potential with Hang Seng BankAt Hang Seng Bank, we're committed to delivering exceptional service and creating a dynamic working environment that fosters growth and development. Our team of high-calibre professionals is dedicated to providing best-in-class products and services to our customers.Key ResponsibilitiesAct as a technical expert in one...


  • Hong Kong, Central and Western District, Hong Kong SAR China King Deux Search & Consulting Full time

    Company OverviewKing Deux Search & Consulting is a leading executive search firm offering bespoke talent solutions in financial services and commerce.We strive to find the perfect opportunity for our candidates while leaving a lasting legacy beyond the hiring process.About Our ClientOur client is a prominent real estate company committed to excellence and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    Ashford Benjamin Ltd. Job PostingJob Title: Compliance Expert for Regulatory FrameworksSalary: $120,000 - $180,000 per annumJob Description:Company OverviewAshford Benjamin Ltd is a leading provider of financial services and solutions.Job SummaryWe are seeking an experienced Compliance Expert to join our team in the development and implementation of...

  • Compliance Manager

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job Title: Compliance Manager - Regulatory ExpertAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Manager - Regulatory Expert to join our team.Key Responsibilities:* Provide advisory services to business units regarding regulatory compliance issues on new products/services and business propositions* Participate and assist in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Interactive Brokers Full time

    Job Title: Regulatory Compliance Expert - Hong KongEstimated Salary: $250,000 - $400,000 per annum.Company Overview:Interactive Brokers is a leading online financial services company offering direct access to global markets. We are seeking a highly skilled Regulatory Compliance Expert to join our team in Hong Kong.Responsibilities:We are responsible for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Jane Street Full time

    Jane Street, a global trading firm, is seeking an experienced Regulatory Compliance Expert to join its Hong Kong team.About the RoleThis role involves working closely with internal business groups to identify and advise on regulatory reporting and compliance issues related to Jane Street's Asian Business. Key responsibilities include staying up-to-date with...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    The Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...


  • Hong Kong, Central and Western District, Hong Kong SAR China 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong Full time

    At 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong, we are seeking a seasoned professional to fill the role of CAO - Head of Markets Compliance, Hong Kong - Director. This position is responsible for leading our Compliance Programme within Hong Kong Markets and ensuring timely escalation of material matters that impact Markets Hong Kong.The ideal...


  • Hong Kong, Central and Western District, Hong Kong SAR China Jane Street Full time

    About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

  • Compliance Manager

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our Compliance Division, you will be responsible for providing advisory services to designated business units regarding regulatory compliance issues.Key ResponsibilitiesProvide expert advice on regulatory compliance matters...


  • Hong Kong, Central and Western District, Hong Kong SAR China Jane Street Full time

    About Jane StreetWe are a leading financial services firm dedicated to delivering innovative trading solutions. Our mission is to provide exceptional service and expertise to our clients, and we're seeking a highly skilled Regulatory Compliance Expert to join our team in Asia.Job DescriptionAs a Regulatory Compliance Expert, you will play a critical role in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Expert to join our team. The successful candidate will be responsible for overseeing and implementing our regulatory compliance framework, ensuring that our trading activities are in line with all relevant laws and regulations.Key responsibilities include:Developing and...


  • Hong Kong, Central and Western District, Hong Kong SAR China MatchTalent Limited Full time

    Company Overview:MatchTalent Limited is a leading provider of talent solutions, dedicated to helping businesses find the right professionals for their needs. Our team is comprised of experienced recruitment experts who are passionate about delivering exceptional results.Job Title: Bond Market Compliance SpecialistEstimated Salary: $120,000 - $180,000 per...


  • Hong Kong, Central and Western District, Hong Kong SAR China E-job agency limited Full time

    We are seeking a highly skilled Research Analyst Officer to join our team at E-job agency limited. This role will be responsible for providing expert analysis and research support to our clients in the financial industry.The ideal candidate will have a strong background in business development, with experience in market research and analysis. They will be...

  • Compliance Expert

    5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    **Background**Larson Maddox, a top-tier Financial Institution in the APAC Region, is seeking a seasoned Compliance Expert to join their team.**Job Responsibilities**Continuously monitor regulatory developments in OTC derivatives markets and assess their impact on the firm's trading activities.Develop and maintain robust compliance frameworks, policies, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China IQ-EQ Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to provide comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as...


  • Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Limited Full time

    OverviewWe are seeking a Senior Market Risk Expert to join our client, a leading Chinese financial institution. This is an exciting opportunity to oversee and monitor market risks within the firm's operations.