Financial Markets Compliance Expert

Company Overview">Unicorn Advisor (HK) Limited is a leading financial services company that provides expert advice to clients in the Asia-Pacific region.">Job Summary">We are seeking an experienced Senior Financial Markets Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with all relevant...

We are seeking an experienced Senior Financial Markets Expert to join our team at Bank Of China (Hong Kong) Limited. This is a key role in the financial markets master agreement negotiations, and we require someone with 3 years or above experience in this field, preferably in a leading multinational financial institution and/or a reputable law firm.As a...

About Goldman SachsFounded in 1869, Goldman Sachs is a leading global investment banking, securities and investment management firm. Our commitment to our people, capital and ideas helps our clients, shareholders and the communities we serve grow.Job Title: Financial Services Professional - Compliance and Regulatory ExpertSalary: Estimated salary range is...

**Ashford Benjamin Ltd: A Leader in Financial Services**We are seeking an experienced Regulatory Compliance Expert to join our team. This is a fantastic opportunity to work with a leading company in the financial services industry.**About the Role**The successful candidate will be responsible for overseeing and implementing regulatory compliance, trading...

Company OverviewManulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States.We provide financial...

About Northern TrustNorthern Trust is a globally recognized financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a leader in innovative financial services and guidance for the world's most successful individuals, families, and institutions.We take pride in our enduring principles of...

Company OverviewKing Deux Search & Consulting is a leading executive search firm offering bespoke talent solutions in financial services and commerce.We strive to find the perfect opportunity for our candidates while leaving a lasting legacy beyond the hiring process.About Our ClientOur client is a prominent real estate company committed to excellence and...

Ashford Benjamin Ltd. Job PostingJob Title: Compliance Expert for Regulatory FrameworksSalary: $120,000 - $180,000 per annumJob Description:Company OverviewAshford Benjamin Ltd is a leading provider of financial services and solutions.Job SummaryWe are seeking an experienced Compliance Expert to join our team in the development and implementation of...

Job Title: Regulatory Compliance Expert - Hong KongEstimated Salary: $250,000 - $400,000 per annum.Company Overview:Interactive Brokers is a leading online financial services company offering direct access to global markets. We are seeking a highly skilled Regulatory Compliance Expert to join our team in Hong Kong.Responsibilities:We are responsible for...

Jane Street, a global trading firm, is seeking an experienced Regulatory Compliance Expert to join its Hong Kong team.About the RoleThis role involves working closely with internal business groups to identify and advise on regulatory reporting and compliance issues related to Jane Street's Asian Business. Key responsibilities include staying up-to-date with...

The Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Job Description:Audits and Compliance SpecialistTo ensure adherence to regulatory requirements and best practices in asset management, we are seeking a skilled compliance expert.Key Responsibilities:Oversight of compliance policies, procedures, and advice on asset management business operations.Review and update the firm's compliance policies and procedures...

At 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong, we are seeking a seasoned professional to fill the role of CAO - Head of Markets Compliance, Hong Kong - Director. This position is responsible for leading our Compliance Programme within Hong Kong Markets and ensuring timely escalation of material matters that impact Markets Hong Kong.The ideal...

At Dah Sing Financial Group, we are seeking a highly skilled Financial Analyst Manager to join our team.About the RoleThe successful candidate will be responsible for analyzing and interpreting financial data, providing support to business units on management information required to drive the business, and preparing management reports in accordance with the...

Job SummaryWe are seeking a highly skilled AML Compliance Expert to join our team at Harbridge Partners. This is an exciting opportunity for a Financial Crime Analyst to work in a dynamic environment and contribute to the success of our clients.

Job Summary:AIA International Limited is seeking a skilled Market Conduct Compliance, Senior Analyst to join our team. This role will play a crucial part in ensuring that AIA operates in accordance with Group policies and local regulatory requirements.About the Role:The successful candidate will support the Associate Director, Market Conduct Compliance team...

Job DescriptionThe Bank Of China (Hong Kong) Limited is seeking a highly skilled Macro-economic Expert to join our team as a Financial Market Analyst. This role will involve conducting in-depth research and analysis of macroeconomic trends, banking, and financial markets.Key ResponsibilitiesConduct extensive research on macroeconomic indicators, financial...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Job DescriptionWe are seeking a highly skilled Financial Operations Expert to join our team at CICC. This is an exciting opportunity to work in a dynamic environment and contribute to the success of our organization.About the RoleThe Financial Operations Expert will be responsible for handling fund of funds products' daily operations, ensuring timely...