Market Conduct Compliance Expert

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time
Job Summary:
AIA International Limited is seeking a skilled Market Conduct Compliance, Senior Analyst to join our team. This role will play a crucial part in ensuring that AIA operates in accordance with Group policies and local regulatory requirements.

About the Role:
The successful candidate will support the Associate Director, Market Conduct Compliance team in reviewing and following up on red flag/suspicious cases revealed from regular detection and monitoring programs, including data analytic and detection tools. They will also assist in preparing relevant reports and submissions.

Key Responsibilities:
  • Assist in Sales Intermediary Disciplinary Committees, including Market Conduct Committee (MCC) and Appeal Board (AB), and prepare relevant reporting.
  • Support the team in reviewing and following up on red flag/suspicious cases revealed from regular detection and monitoring programs, including data analytic and detection tools.
  • Prepare relevant reports and submissions.

Requirements:
  • Bachelor's degree in Accounting, Finance, Law, or Business with a minimum of 2 years solid working experience in the financial services industry focused on compliance, risk management, legal, and/or internal controls.
  • Professional qualification in life insurance, Compliance, Internal Audit, or related disciplines is preferred.
  • In-depth understanding of insurance business is preferred.
  • Good interpersonal and communication skills, self-motivated.
  • Good written and spoken communication skills in English and Chinese.
  • Independent and able to work under pressure.
  • Organized, detail-oriented, and with good problem-solving skills.
  • High level of integrity and take ownership and accountability of results.

Compensation and Benefits:
We offer a competitive salary range of HKD 600,000 - HKD 900,000 per annum, depending on experience, plus additional benefits such as medical insurance, retirement plan, and paid leave.

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