Compliance Expert for Regulatory Frameworks

The Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Expert to join our team. The successful candidate will be responsible for overseeing and implementing our regulatory compliance framework, ensuring that our trading activities are in line with all relevant laws and regulations.Key responsibilities include:Developing and...

**Job Title:** Senior Regulatory Compliance Expert**Company Overview:** At Harbridge Partners, we pride ourselves on our friendly and western company culture. Our team is dedicated to delivering exceptional results in a fast-paced environment.**Salary:** The estimated annual salary for this role is between HKD 600,000 to HKD 900,000 depending on...

Role OverviewThe Senior Regulatory Compliance Expert will play a key role in ensuring the firm's programs adhere to regulations and exchange rules across APAC and globally. They will be involved in developing and deploying an overall compliance program within the APAC offices, encompassing various aspects of compliance, including risk prevention, detection,...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to provide comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as...

Job Title: Compliance Manager - Regulatory ExpertAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Manager - Regulatory Expert to join our team.Key Responsibilities:* Provide advisory services to business units regarding regulatory compliance issues on new products/services and business propositions* Participate and assist in...

About the RoleWe are seeking an experienced Compliance and Regulatory Expert to support the Asia Pacific region, with a primary focus on Hong Kong. The successful candidate will work closely with the Ares Management global Compliance and Regulatory functions to identify and manage compliance requirements for a Hong Kong licensed fund management...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our Compliance Division, you will be responsible for providing advisory services to designated business units regarding regulatory compliance issues.Key ResponsibilitiesProvide expert advice on regulatory compliance matters...

Job Title: Regulatory Compliance Expert - Hong KongEstimated Salary: $250,000 - $400,000 per annum.Company Overview:Interactive Brokers is a leading online financial services company offering direct access to global markets. We are seeking a highly skilled Regulatory Compliance Expert to join our team in Hong Kong.Responsibilities:We are responsible for...

Role OverviewTether Operations Limited is seeking a seasoned Regulatory Compliance Specialist to join our Regulatory and Licensing team in the Asia Pacific region. This role is focused on ensuring our operations align with local regulations, fostering a culture of compliance, and driving business growth through strategic regulatory engagement.Key...

OverviewIQ-EQ is seeking a highly skilled Regulatory Compliance Expert Lead to provide comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC).About the RoleThis senior position involves delivering compliance consultancy services to SFC-regulated financial institutions, addressing complex compliance...

About Jane StreetWe are a leading financial services firm dedicated to delivering innovative trading solutions. Our mission is to provide exceptional service and expertise to our clients, and we're seeking a highly skilled Regulatory Compliance Expert to join our team in Asia.Job DescriptionAs a Regulatory Compliance Expert, you will play a critical role in...

Star Anise Limited seeks a skilled Compliance professional to support its client, a global investment management firm, in its Hong Kong office. The successful candidate will play a key role in managing conflicts, conducting Financial Crimes compliance checks, and providing comprehensive compliance support.Key Responsibilities:Manage conflicts of interest for...

Sia Partners is a global consulting firm with a strong presence in Hong Kong, providing expert advice to leading financial institutions.The estimated salary for this role is between HKD 900,000 and HKD 1,200,000 per annum, depending on experience.Job DescriptionWe are seeking an experienced Risk & Regulatory Compliance consultant to join our team in Hong...

About the RoleThis Senior Compliance Expert position is a key opportunity to drive regulatory excellence and ensure adherence to relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance programs and policies to maintain regulatory compliance.Conduct regular risk assessments and audits to identify potential...

Compliance Officer RoleQube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. Our company culture is built on innovation, collaboration, and a commitment to delivering high-quality returns for our investors.In this role, you will support the APAC Head of...

Jane Street, a global trading firm, is seeking an experienced Regulatory Compliance Expert to join its Hong Kong team.About the RoleThis role involves working closely with internal business groups to identify and advise on regulatory reporting and compliance issues related to Jane Street's Asian Business. Key responsibilities include staying up-to-date with...

About Goldman SachsFounded in 1869, Goldman Sachs is a leading global investment banking, securities and investment management firm. Our commitment to our people, capital and ideas helps our clients, shareholders and the communities we serve grow.Job Title: Financial Services Professional - Compliance and Regulatory ExpertSalary: Estimated salary range is...

Company OverviewAt Manulife (International) Limited, we are a leading international financial services group that helps people make their decisions easier and lives better.We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions. Our global presence spans across Asia, Canada, and Europe, with...