Regulatory Compliance Specialist

Overview:We are seeking a highly qualified Regulatory Compliance Specialist to join our team at HKMC Annuity Limited. This role is responsible for providing compliance review and advisory services to ensure our company remains compliant with regulatory requirements.Key Responsibilities:Develop and update compliance policies and guidelines;Review policies and...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as the primary point of contact for clients, delivering compliance consultancy services to...

Job Title: Regulatory Compliance SpecialistHex Trust is a leading digital asset custodian seeking a highly skilled Regulatory Compliance Specialist to oversee and support the next stage of the Company's growth & expansion. The successful candidate will be responsible for obtaining and maintaining SFC Type 1 (Dealing in Securities) and Type 4 (Advising on...

Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at BOCHK Asset Management Ltd. The ideal candidate will have a strong background in finance, risk management, and law, with excellent communication and analytical skills.About the RoleThis is a full-time contract...

Overview:Larson Maddox, a top-tier Financial Institution in the APAC Region, is seeking a highly skilled Regulatory Compliance Specialist to join its team of 10 professionals.Salary: HKD 800,000 - HKD 1,200,000 per annumJob Description:The successful candidate will be responsible for developing and implementing compliance policies and procedures for the...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our Hong Kong team. As an Advisory Compliance Officer, you will work closely with internal business groups to identify, advise, analyze and resolve regulatory reporting and compliance issues relating to Jane Street's Asian Business.Your key responsibilities will...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Specialist to join our team. As a key member of the compliance division, you will play a vital role in ensuring the bank's regulatory compliance and risk management.About the RoleThis dynamic position involves providing advisory services to designated business units on regulatory...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Hydrafacial Trading (Shanghai) Co Ltd (China).About the RoleThis is a full-time position responsible for ensuring compliance with regulatory requirements in APAC, including CFDA and international regulations. The successful candidate will work closely with...

Job Title: Lead Regulatory Compliance and Dispute SpecialistWe are seeking a 4+ PQE Senior Associate with expertise in regulatory compliance and dispute management to join our team at Star Anise Limited.About the RoleThis role involves leading regulatory investigations and managing complex legal cases, particularly those related to China. As a Senior...

Job DescriptionResponsibilitiesWe are seeking a highly skilled professional to provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key TasksClient Management: Deliver compliance...

Regulatory Policy & Markets Team Role Summary: We are seeking a skilled Regulatory Policy & Markets team member to join our Group Compliance team at HKEX. In this role, you will provide compliance and regulatory support to facilitate business matters, products, projects, and initiatives. You will assess HKEX's compliance with relevant laws and regulations,...

Job Description:About UsQHire Ltd is a leading financial services company that requires a skilled compliance specialist to join our team.Job SummaryWe are seeking an experienced Compliance Associate/AVP who will be responsible for ensuring the company's compliance with regulatory requirements. The successful candidate will have a minimum of 3 years'...

Job Role: Risk & Regulatory Compliance Specialist We are seeking a seasoned Regulatory Compliance Specialist with a background in Financial Services to join our team. This role will involve contributing to the delivery of projects focused on Risk & Regulatory topics across various domains. Responsibilities: Participate in projects with leading banks and...

Key Responsibilities:Liaise with Regulatory Bodies: Communicate with regulatory authorities regarding license applications, address inquiries, and provide timely responses.Compliance Review Program: Regularly assess business activities to ensure compliance with laws, regulations, and internal policies.Investigation Support: Gather information, analyze, and...

Head of Compliance Hong KongJob SummaryThe Head of Compliance Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters. This includes being the primary liaison to the SFC exchanges and other regulatory bodies, researching and interpreting compliance with laws, regulations, and guidance, and managing the implementation of...

This opportunity is a great fit for a skilled Compliance professional looking to grow their career in a dynamic environment.About Strachan ClarkWe are a growing and progressive company that is expanding our Compliance department to support our investment activities.The RoleAs a Compliance Manager, you will be responsible for ensuring our company adheres to...

Job Title: Regulatory Policy Specialist Job Summary: The Regulatory Policy & Markets team under Group Compliance is seeking a highly skilled Regulatory Policy Specialist to manage an internal end-to-end service to HKEX and its subsidiaries. The successful candidate will provide compliance and regulatory support to facilitate business matters, products,...

At Hong Kong Express Airways Limited, we are seeking a highly skilled Regulatory Affairs Specialist to join our team. As a key member of our commercial department, you will be responsible for ensuring that all products and services meet applicable regulatory and legal requirements.The ideal candidate will have a strong analytical mind and excellent...

Regulatory and Licensing SpecialistBitfinex, a leading digital asset trading platform, is seeking a highly skilled Regulatory and Licensing Specialist to join its Regulatory and Licensing team. This is a unique opportunity to apply your expertise in regulatory affairs and contribute to the growth and success of a pioneering company in the crypto-asset...

Regulatory Licensing CoordinatorFounded in 2012, Bitfinex is a digital asset trading platform offering cutting-edge services for digital currency traders and global liquidity providers. We aim to create a pioneering cryptocurrencies exchange, driving innovation at the intersection of finance and technology.Our team is a dynamic, globally distributed group,...