Regulatory Affairs Specialist
2 months ago
About the Role
We are seeking a highly skilled Regulatory Affairs Specialist to join our team at Classy Wheeler Limited in Hong Kong. As a Compliance Officer, you will play a crucial role in ensuring our company's policies and procedures are up-to-date with regulatory requirements.
Key Responsibilities
- Monitor and implement changes to regulatory requirements, updating relevant policies and manuals as necessary.
- Provide training and guidance to staff on compliance guidelines and best practices.
- Liaise with regulatory bodies, such as the SFC, to ensure compliance with all applicable laws and regulations.
- Assist in addressing operational queries related to compliance matters, including due diligence and AML/PDD/KYC suitability policy.
- Stay informed about new regulatory requirements and developments in the financial sector.
Requirements and Qualifications
- Degree in Law, Finance, or a related field is required.
- A minimum of 3 years of experience in the financial industry, preferably in securities, is essential.
- Excellent knowledge of the SFO and SFC codes and guidelines is necessary.
- The ideal candidate should be detail-oriented, mature, and able to work independently.
What We Offer
Classy Wheeler Limited offers a competitive salary range of HK$600,000 - HK$800,000 per annum, depending on experience.
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