Regulatory Affairs Specialist
1 week ago
At Green Lake Executive Search Co. Limited, we specialize in connecting talented professionals with top industry leaders. Our team is dedicated to providing personalized service and expert knowledge to ensure a successful match.
Job DescriptionWe are seeking an experienced Regulatory Compliance professional to join our team as a Regulatory Affairs Specialist. This role will involve liaising with regulatory bodies, maintaining compliance programs, and preparing responses to inquiries and investigations.
Key Responsibilities- Liaise with regulatory bodies: The ideal candidate will have excellent communication skills and be able to effectively engage with regulatory agencies, such as the Securities and Futures Commission (SFC), to address any inquiries or concerns.
- Maintain compliance review programs: This involves regularly assessing business activities to ensure they comply with relevant laws, regulations, and internal policies.
- Prepare responses to inquiries and investigations: The successful candidate will be able to gather information, analyze data, and craft appropriate responses to regulatory inquiries and investigations.
- Good command of English, Cantonese, and Mandarin: Proficiency in these languages is essential for effective communication with stakeholders and regulatory bodies.
$60,000 - $80,000 per annum, depending on experience.
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