Global Distribution Compliance Expert
4 days ago
We are seeking a highly skilled Global Distribution Compliance Expert to lead our distribution compliance efforts.
About the Role- Leads the team in identifying new regulatory changes affecting distribution operation, advises on impacts, and drives changes to meet rapid compliance requirements.
- Ensures continuous implementation and effectiveness of the Control Monitoring Framework for all distribution channels.
- Oversees proactive compliance monitoring and reviews on distributors' licensing status, sales marketing materials, and sales conduct.
- Provides solid and practical compliance advice and support on distribution operations and business initiatives.
- Conducts investigations into distributor misconduct allegations and related complaints, identifies non-compliance, recommends disciplinary action, and oversees intermediary misconduct matters.
- Maintains effective communication with regulatory bodies, such as the Insurance Authority, MPFA, AMCM, Law Enforcement Agencies, and business counterparts.
- A competitive salary range of $120,000 - $180,000 per annum.
- A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
- A focus on growing your career path with us.
- Flexible work policies and strong work-life balance.
- A values-first culture where we lead with our values every day.
- Boundless opportunity to learn and grow at every stage of your career.
- Continuous innovation, inviting you to help redefine the future of financial services.
- Diversity, Equity, and Inclusion, fostering an inclusive workplace where everyone thrives.
- Corporate Citizenship, building a business that benefits all stakeholders and has a positive social and environmental impact.
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Distribution Compliance Expert Leader
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