Global Distribution Compliance Expert

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time
Job Overview

We are seeking a highly skilled Global Distribution Compliance Expert to lead our distribution compliance efforts.

About the Role
  • Leads the team in identifying new regulatory changes affecting distribution operation, advises on impacts, and drives changes to meet rapid compliance requirements.
  • Ensures continuous implementation and effectiveness of the Control Monitoring Framework for all distribution channels.
  • Oversees proactive compliance monitoring and reviews on distributors' licensing status, sales marketing materials, and sales conduct.
Key Responsibilities
  1. Provides solid and practical compliance advice and support on distribution operations and business initiatives.
  2. Conducts investigations into distributor misconduct allegations and related complaints, identifies non-compliance, recommends disciplinary action, and oversees intermediary misconduct matters.
  3. Maintains effective communication with regulatory bodies, such as the Insurance Authority, MPFA, AMCM, Law Enforcement Agencies, and business counterparts.
What We Offer
  • A competitive salary range of $120,000 - $180,000 per annum.
  • A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
  • A focus on growing your career path with us.
  • Flexible work policies and strong work-life balance.
Our Commitment to You
  • A values-first culture where we lead with our values every day.
  • Boundless opportunity to learn and grow at every stage of your career.
  • Continuous innovation, inviting you to help redefine the future of financial services.
  • Diversity, Equity, and Inclusion, fostering an inclusive workplace where everyone thrives.
  • Corporate Citizenship, building a business that benefits all stakeholders and has a positive social and environmental impact.


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