Compliance Specialist, Asia Pacific Markets

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Société Générale Assurances Full time

Discover a challenging career opportunity as a Compliance Specialist in the Asia Pacific markets with Societe Generale Assurances.

About the Role

We are seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our compliance function, you will play a vital role in ensuring that our Equities & Equity Derivatives business operates within regulatory guidelines and maintains a strong reputation in the market.

Responsibilities
  • Advise on day-to-day compliance matters related to the business line in APAC markets
  • Provide guidance on new product and business structures
  • Keep the business updated on regulatory changes
  • Liaise with regional compliance officers on cross-border activities
  • Handle regulatory inquiries and complaints
  • Review marketing materials and assist with regulatory reporting
  • Support various compliance projects and policy development
  • Conduct periodic compliance reviews for the business line
  • Promote compliance awareness and provide training to the business
Requirements

To be successful in this role, you will need:

  • A degree qualification with relevant compliance experience in investment banking or securities
  • Excellent equities/equity derivatives floor-based compliance experience in APAC markets
  • Strong knowledge of rules and regulations in APAC markets
  • Excellent communication skills
  • Fluency in English and Chinese (Putonghua is an advantage)
  • A fast-learning attitude and self-motivation
  • Attention to detail and ability to work independently
  • Good teamwork and pressure handling skills
Benefits

This is a permanent contract position offering a competitive salary package, including:

  • An estimated annual salary of HKD 800,000 - 1,200,000 based on location and experience
  • A comprehensive benefits package, including medical insurance, retirement plan, and paid time off
  • Opportunities for professional growth and development in a dynamic and supportive environment


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