Compliance Governance Specialist

4 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

As a Compliance Governance Specialist at Global Executive Consultants Ltd., you will play a crucial role in ensuring the company's daily operations comply with Hong Kong SFC and/or other regulatory requirements.

Key Responsibilities:
  • Oversee general compliance for Type 1, 4, 9 licenses to ensure seamless operations.
  • Develop and implement internal manuals, policies, and procedures to guarantee compliance with rules and regulations administered by the SFC.
  • Conduct thorough AML/KYC checking and investigations as necessary.
  • Prepare comprehensive compliance training for staff members.
Requirements:
  • Bachelor's Degree or above in a relevant field.
  • At least 4 years of General Compliance experience in SFC licensed corporations.
  • Sound knowledge of market practices, financial products, and securities business.
  • Able to work independently with a strong sense of responsibility.
  • Excellent command of spoken and written English and Chinese (including Putonghua).

The ideal candidate should have strong analytical and problem-solving skills, with the ability to work effectively in a fast-paced environment. The successful applicant will be rewarded with a competitive salary package of approximately HK$48K - HK$65K per annum.



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