Compliance Governance Specialist
2 weeks ago
At Ashford Benjamin Ltd, we are seeking a highly skilled Compliance Specialist to join our team.
Key Responsibilities- Develop and implement comprehensive regulatory compliance frameworks to ensure the company maintains the highest standards of governance and risk management.
- Collaborate with cross-functional teams to design and execute compliance monitoring programs, identifying areas for improvement and ensuring effective risk mitigation strategies.
- Provide expert advice on global markets products, ensuring adherence to regulatory requirements and industry best practices.
- Liaise with regulatory bodies to address examination, inspection, and inquiry requirements.
Requirements
- Minimum 4 years of experience in regulatory compliance or compliance advisory roles.
- Proven track record of working in high-frequency trading firms, investment banks, or similar environments.
- Strong knowledge of global markets products and regulatory requirements.
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