Compliance Specialist for Global Markets
1 month ago
At Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to join our team in the APAC region. The successful candidate will play a crucial role in ensuring our business operations comply with relevant regulations and exchange rules.
Key Responsibilities- Provide expert advice on equities, fixed income, and electronic trading compliance matters.
- Act as the primary contact person for regulatory and compliance issues related to market-making activities.
- Implement and maintain compliance policies, procedures, and frameworks in line with evolving regulatory requirements.
- Collaborate closely with internal and external stakeholders on new product initiatives, trade strategies reviews, and regulatory examinations.
- A minimum of 5 years of experience in equities/fixed income/electronic trading compliance advisory.
- Familiarity with global markets exchange rules and regulations in the APAC region.
- Fluency in English; proficiency in any Asian language is an asset.
The ideal candidate should possess strong analytical and communication skills, with the ability to work effectively in a fast-paced environment. We offer a competitive salary range of $120,000 - $180,000 per annum, commensurate with experience, plus benefits and opportunities for career growth.
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Global Markets Compliance Specialist
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