Senior Compliance Specialist

Classy Wheeler Limited, a renowned listed securities brokerage company in Hong Kong, is seeking an experienced Senior Regulatory Compliance Specialist.About the RoleThe successful candidate will be responsible for ensuring that company policies and internal control procedures are up-to-date with regulatory requirements and monitor adherence to these...

Are you looking for a challenging role in Anti-Money Laundering (AML)? Global Executive Consultants Ltd. is seeking a Senior Compliance Specialist to lead our AML operations team.Job DescriptionWe are seeking a highly experienced professional with a strong background in AML compliance to join our team as a Senior Compliance Specialist. In this role, you will...

About the RoleAs a Senior Corporate Banking Compliance Specialist, you will play a critical role in ensuring that our corporate banking clients are onboarded and managed in compliance with relevant regulatory requirements and internal policies.The successful candidate will engage in regular periodic reviews of Customer Due Diligence for corporate/SME...

Job Description:We are seeking a highly skilled Senior Compliance Officer to join our team at Ashford Benjamin Ltd as an AML/CFT Specialist.About the Role:This is a key position that will oversee and manage the KYC process for new and existing clients, ensuring adherence to regulatory standards and internal policies. The successful candidate will be...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...

Job SummaryWe are seeking a highly experienced Corporate Compliance Specialist to join our team at Omni Group Asia Ltd. in Hong Kong.Key ResponsibilitiesIdentify and assess compliance risks, develop and implement effective strategies to ensure regulatory compliance with relevant HKSFC regulations and frameworks;Plan and execute operational risk management...

Compliance and Risk ManagementCiti, a global leader in financial services, is seeking a highly skilled Senior Compliance Analyst - Complaint Resolution Specialist to join our team. With over 200 years of experience, we provide a broad range of financial services and products to clients worldwide.This role is part of our efforts to deliver exceptional...

Job DescriptionThe Senior Anti-Money Laundering Compliance Specialist will be responsible for implementing and conducting Know Your Customer (KYC) due diligence processes for onboarding customers. This includes providing periodical and ad-hoc reviews to ensure compliance with regulatory requirements.Key Responsibilities:• Implement and conduct KYC due...

Job DescriptionWe are seeking a highly skilled Senior Compliance Operations Specialist to join our team at PFCC Group Limited.About the Role:This is a senior-level position that requires extensive experience in operational support and services.You will be responsible for providing operational and services support, reporting, and ensuring accurate processing...

Company Overview">Unicorn Advisor (HK) Limited is a leading financial services company that provides expert advice to clients in the Asia-Pacific region.">Job Summary">We are seeking an experienced Senior Financial Markets Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with all relevant...

Aptitude Asia seeks an experienced Compliance Specialist to lead day-to-day operations for a diverse portfolio of licensed entities.">Manage compliance projects, ensuring timely completion and adherence to regulatory requirements.Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries.Serve as subject...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

Are you a seasoned professional in anti-money laundering and compliance seeking a challenging role in the Asia-Pacific region?MRA Search is proud to partner with a prestigious trust service provider to offer this exciting opportunity for an AML Compliance Specialist.About the CompanyThis esteemed organization has been recognized for its high-quality services...

At Citi, we are committed to empowering and protecting our organization by providing legal, compliance, investigative, and security services. Our Global Legal Affairs and Compliance (GLAC) team plays a critical role in managing compliance risk, providing legal analysis and advice, protecting our people and businesses, and promoting behavior that aligns with...

Citi, one of the world's most global banks, is seeking a high-caliber professional to join our team as a Compliance Officer - Wealth Market Specialist in Hong Kong.About CitiWe're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders. At Citi, you'll have the opportunity to...

PFCC Group Limited is seeking a highly skilled and experienced Senior Compliance Operations Specialist to join our team.We are looking for someone with excellent analytical, communication, and problem-solving skills to provide operational and services support, reporting, and manage task assignments within preset deadlines. The ideal candidate will have good...

About Eclipse TradingEclipse Trading is a leading proprietary derivatives trading firm with over 100 employees across four office locations in Asia. Founded in 2007, our company excels in equity derivatives and trades delta one, ETFs, commodity derivatives, and cryptocurrency products.Job DescriptionWe are seeking an experienced Compliance Operations...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Job Title:AML Compliance SpecialistAbout the Role:We are seeking an experienced AML Compliance Specialist to join our team at MRA Search. The successful candidate will be responsible for managing all regulatory changes, updates, and obligations to ensure timely implementation and compliance.Key Responsibilities:Manage all regulatory changes, updates, and...

Job Description:The Role:Support all fund tax reporting and compliance matters for our international investment fund range (particularly in the US, Hong Kong, Singapore, China and other jurisdictions).We are seeking a highly skilled US Tax Compliance Specialist to join our team. This role will be responsible for managing tax queries and audits from local tax...