Compliance Risk Manager for Global Markets
1 month ago
Company Overview
">Citi is one of the world's most global banks, offering a wide range of financial services to individuals, corporations, and governments. With a rich history dating back to 1871, Citi has evolved into a leading institution with operations in over 160 countries worldwide.
">Job Description
">We are currently seeking a high-caliber professional to join our Compliance Testing team as a Compliance Risk Officer. In this role, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will also perform risk assessments of Citi's compliance risks, conduct independent testing activities to assess the design and effectiveness of key controls, and report and escalate control issues and any violations of laws or breaches of policy.
">Responsibilities:
">- Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan.">
- Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan.">
- Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners.">
- Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.">
- Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.">
- Developing effective relationships within CT function and with other stakeholders including Business process owners and Internal Audit function.">
- Identifying industry best practices and share insight with the CT teams on a regular basis.">
- Informing CT management of significant compliance matters that require their attention or action.">
- Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs.">
- Additional duties as assigned.">
- Apart from performing these responsibilities, you will also have to identify industry best practices and share insights with your team on a regular basis.">
Required Skills and Qualifications
">To succeed in this role, you will need to possess a solid understanding of Global Markets business activities and products, preferably Rates and Markets Treasury. Additionally, you should have experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. Your knowledge of rules, laws, and regulations, and specific regulatory requirements is also essential.
">Benefits
">We offer a competitive salary and benefits package, including medical insurance, retirement savings plan, and generous paid time off. Our company values diversity, equity, and inclusion, and we strive to create a workplace where everyone feels valued and respected.
">Salary: $140,000 - $180,000 per year
">This estimate is based on the location of Hong Kong and the job title VP, Compliance Testing, Global Markets.
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