Compliance Specialist for Equities and FICC

Company Overview:Larson Maddox, a leading International Bank, is seeking an experienced Senior FICC Compliance Specialist to join its dynamic compliance team.Salary: We offer a highly competitive salary of $200,000 per annum, reflecting the senior level of this role and the expertise required to excel in this position.Job Description:We are looking for a...

Job DescriptionWe are seeking a highly experienced Risk Management Specialist to join our team in Hong Kong. This is an exciting opportunity for someone with a strong background in financial services compliance or regulatory legal experience.Main Responsibilities:Provide Risk Advisory Services: Provide comprehensive risk advisory services to the Equities,...

At Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. As a leading global investment banking firm, we maintain offices worldwide.Role OverviewWe're seeking a skilled Regulatory Risk Management Specialist to join our Global Markets Compliance team in Hong Kong. This role is responsible for providing real-time compliance...

Compliance and Risk ManagementWe are seeking a highly skilled Compliance Specialist to join our Global Markets FICC team. As a Vice President, you will be responsible for providing real-time compliance advice to our business units in APEJ on compliance issues regarding transactions, new products and business initiatives.The primary responsibilities of this...

Larson Maddox, a leading International Bank, seeks an experienced Compliance Vice President for Financial Institutions Compliance and Control to join our dynamic compliance team.As a key member of the financial institution's compliance department, you will play a pivotal role in ensuring adherence to regulatory requirements and internal policies. Your...

At CICC, we are seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Secondary Markets Compliance department, you will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities.Key Responsibilities:Provide expert compliance advice to the Equities, FICC, and...

About UsAt Recruit Logic, we are a dynamic and innovative company that offers exciting career opportunities for professionals looking to grow and develop their skills.Job Title: FICC Support SpecialistLocation: Undisclosed (Will be provided upon selection)Salary: $120,000 - $180,000 per annumJob Description:We are seeking an experienced FICC support...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Larson Maddox is a leading International Bank seeking a highly skilled Compliance Vice President for FICC Compliance to join our dynamic compliance team.This pivotal role ensures adherence to regulatory requirements and internal policies, with a strong focus on risk management and strategic planning.The ideal candidate will have at least 6 years of relevant...

Company OverviewHARBRIDGE PARTNERS is a leading financial services firm with a strong presence in the Asia Pacific region.We are seeking an experienced Regional Equities Compliance Specialist to join our team in Hong Kong.SalaryThe estimated salary for this role is HKD 750,000 - HKD 1,000,000 per annum, depending on experience.Job DescriptionThis is a senior...

Job DescriptionHARBRIDGE PARTNERS seeks an experienced Senior Equities Compliance Specialist to join our team in Hong Kong.About the RoleThis is a senior leadership position that requires a deep understanding of equities compliance and regulatory requirements across Asia Pacific. As a key member of our compliance team, you will be responsible for providing...

Client Background:We are partnering with a leading international bank to seek a Compliance Vice President for FICC Compliance to join their compliance team. This role is crucial in ensuring adherence to regulatory requirements and internal policies for FICC trading operations.Key Responsibilities:Develop and implement comprehensive compliance strategies for...

Larson Maddox is seeking a skilled Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Collaborate with trading desks and other stakeholders to provide compliance guidance and support.Conduct trade...

Job Title: AML Compliance Specialist, Equities/SecuritiesAbout the Role:We are seeking a highly motivated and experienced AML Compliance Specialist to join our team in Equities/Securities. As a key member of our Compliance team, you will be responsible for ensuring that our business activities comply with all relevant AML/CTF regulations and laws.Key...

At Larson Maddox, we are seeking an experienced Senior Equities Regulatory Compliance Specialist to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesCompliance Policy Development: Assist in the development and enhancement of...

Key Responsibilities:Develop and execute a comprehensive sales strategy for FICC products in the Chinese market, leveraging industry trends and market insights.Lead and mentor a team of sales professionals, fostering a culture of excellence and driving sales performance.Establish and maintain strong relationships with key clients, including domestic banks,...

Larson Maddox is a leading International Bank, and we are seeking a Compliance Risk Management Director for FICC to join our dynamic compliance team. This role plays a pivotal part in ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesWe require someone to develop and implement comprehensive compliance strategies for FICC...

About this role:Selby Jennings is looking for a highly experienced and successful Head of FI Sales to lead its FICC sales efforts in China. This is a unique opportunity for a sales professional to leverage their expertise and network to drive business growth and client satisfaction.Key Responsibilities:Develop and execute a comprehensive sales strategy for...

HARBRIDGE PARTNERS, a leading recruitment agency in Hong Kong, is seeking an experienced AML Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the compliance of our clients' equities and securities businesses with relevant regulations.**Job Summary:**We are looking for a highly skilled AML Compliance Specialist...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...