Compliance Officer Specialist

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team as a Conduct Specialist. In this role, you will play a critical part in supporting the ongoing reinforcement of our Group Conduct Framework and Customer Protection initiatives across Asian entities.

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at Interactive Brokers. The ideal candidate will have experience in regulatory compliance, with a strong understanding of anti-money laundering (AML) programs and financial regulations.ResponsibilitiesConduct ongoing reviews and analysis of enterprise clients' AML programs and...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters.Key ResponsibilitiesAct as the primary liaison to the SFC exchanges and other regulatory bodies.Research, interpret,...

Job Title: Senior Compliance SpecialistWe are seeking a highly experienced and skilled Senior Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations align with relevant laws and regulations.Key Responsibilities:Compliance...

Job Title: Compliance Support SpecialistAt SAFE Investment, we are seeking a highly organized and detail-oriented Compliance Support Specialist to provide administrative support to our Legal Department.Key Responsibilities:Handle internal staff's compliance mattersProvide secretarial and administrative support, such as document processing, filing, data...

Job Description:Dah Sing Bank is seeking a highly skilled and experienced Compliance Officer, AML/CFT Specialist to join our team in Hong Kong. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to anti-money laundering (AML) and combating the financing of terrorism (CFT) regulations.Key...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Specialist to join our team. As a key member of the compliance division, you will play a vital role in ensuring the bank's regulatory compliance and risk management.About the RoleThis dynamic position involves providing advisory services to designated business units on regulatory...

Job Title: Regulatory Compliance SpecialistHex Trust is a leading digital asset custodian seeking a highly skilled Regulatory Compliance Specialist to oversee and support the next stage of the Company's growth & expansion. The successful candidate will be responsible for obtaining and maintaining SFC Type 1 (Dealing in Securities) and Type 4 (Advising on...

Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...

Job DescriptionAs a key member of our team, the Chief Compliance Officer - APAC will play a critical role in ensuring that our Hong Kong operations are fully compliant with all relevant laws and regulations.About the RoleWe are seeking a seasoned compliance professional with extensive experience in financial services regulation. The successful candidate will...

Job SummaryWe are seeking a highly skilled AML Compliance Specialist to join our team at Interactive Brokers. The ideal candidate will have a strong background in regulatory compliance and experience working with AML programs.Key ResponsibilitiesConduct ongoing review and analysis of enterprise clients' AML programs and transactions in accordance with...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...

Compliance Role OverviewAt Goldman Sachs, we are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team. As a Compliance Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesProvide real-time compliance advice to...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our Hong Kong team. As an Advisory Compliance Officer, you will work closely with internal business groups to identify, advise, analyze and resolve regulatory reporting and compliance issues relating to Jane Street's Asian Business.Your key responsibilities will...

About the PositionWe're seeking a skilled Compliance Risk Specialist to ensure our Asia offices comply with local, APAC, and international laws and regulations. This involves regulatory filings, trade surveillance, monitoring tasks, and overseeing control room function activities in a fast-paced environment.About YouUndergraduate degree in finance,...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as the primary point of contact for clients, delivering compliance consultancy services to...

Larson Maddox Investment Banking KYC SpecialistOur client, a leading Investment Bank, is seeking an experienced KYC Specialist to join its Onboarding team. This role involves conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Perform in-depth due diligence on new and...

Job SummaryWe are seeking a high-caliber professional to join our team as Compliance Risk Officer - Financial Integrity Specialist based in Hong Kong. This role is responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML)...

Are you an exceptional organizer and administrator seeking a challenging role in Hong Kong? Link Compliance is looking for a highly skilled Business Support Executive to join our team. As a key member of our staff, you will provide top-notch support to our CEO, handling various responsibilities that require discretion, attention to detail, and excellent...

Projob21 Ltd. is seeking a dedicated Global AML Compliance Specialist to join our team in Hong Kong. This exciting opportunity allows you to work with a world-class private bank, shaping the future of compliance and risk management.The ideal candidate will possess strong analytical skills, attention to detail, and excellent communication abilities. With 2+...