AML Compliance Specialist

1 month ago

Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

HARBRIDGE PARTNERS, a leading recruitment agency in Hong Kong, is seeking an experienced AML Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the compliance of our clients' equities and securities businesses with relevant regulations.

**Job Summary:**

  • We are looking for a highly skilled AML Compliance Specialist with a minimum of 5+ years of experience in AML compliance, preferably with trade surveillance experience, audit or related field in the financial services sector or with regulatory authorities.
  • The ideal candidate will have a strong understanding of AMLO, the SFC's SFO and sub-circulars/regulations, and other relevant regulations.
  • They will also possess excellent analytical, communication, and interpersonal skills, as well as the ability to work effectively in a team environment.

**Responsibilities:**

  1. Covering and managing the Training function and a key Compliance member for AML/CTF, Trade Surveillance/Monitoring and FATCA/CRS.
  2. Providing AML/CTF guidance and advisory to senior management and business units.
  3. Developing and implementing AML/CTF policies, procedures, and monitoring programs for relevant business activities.
  4. Member of the AML Committee, preparing agendas and minutes of meetings, and reporting to regulators within stipulated timeframes.
  5. Managing transaction monitoring frameworks and processes, identifying suspicious transactions using effective methods.
  6. Developing AML/CTF awareness and training, providing regular training to staff and representatives.
  7. Designing compliance surveillance/monitoring programs, conducting AML reviews on products and business units.
  8. Handling ad-hoc investigations, customer complaints, and suspicious transactions reviews.
  9. Reporting non-compliances according to protocols, suggesting actions for resolution, and improving compliance planning.
  10. Managing HK operations' FATCA/CRS compliance and upcoming common reporting standards.
  11. Liaising with management, business, operations, and relevant departments, auditors, and regulatory authorities on compliance matters.
  12. Performing follow-up reviews to verify implementation of recommendations from regulators, external, and internal auditors.

**Qualifications:**

  • University degree in Accounting, Business, Law, or related discipline.
  • Minimum 5+ years solid experience in AML compliance, preferably with trade surveillance experience, audit or related field in the financial services sector or with regulatory authorities.
  • Direct AML experience with CAMS or similar qualifications is a plus.

**Benefits:**

  • Competitive salary: HKD $800,000 - $1,200,000 per annum.
  • Ongoing training and development opportunities.
  • Bonus scheme based on performance.

**How to Apply:**

Please send your updated resume in English to CV@harbridgepartners.com. Include your notice period, reasons for seeking new employment, and salary expectations in your email application.

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