Compliance Risk Manager for FICC Trading

At Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. As a leading global investment banking firm, we maintain offices worldwide.Role OverviewWe're seeking a skilled Regulatory Risk Management Specialist to join our Global Markets Compliance team in Hong Kong. This role is responsible for providing real-time compliance...

Global Executive Consultants Ltd. is seeking an experienced Risk Manager to join their Financial Institutions Compliance team. This role requires a high-caliber professional with expertise in trade flow management, risk monitoring, and compliance.The ideal candidate will have a strong understanding of Fixed Income and Credit Structure Cash and Derivatives...

Company Overview:Larson Maddox, a leading International Bank, is seeking an experienced Senior FICC Compliance Specialist to join its dynamic compliance team.Salary: We offer a highly competitive salary of $200,000 per annum, reflecting the senior level of this role and the expertise required to excel in this position.Job Description:We are looking for a...

Larson Maddox is a leading International Bank, and we are seeking a Compliance Risk Management Director for FICC to join our dynamic compliance team. This role plays a pivotal part in ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesWe require someone to develop and implement comprehensive compliance strategies for FICC...

Larson Maddox is a leading International Bank seeking a highly skilled Compliance Vice President for FICC Compliance to join our dynamic compliance team.This pivotal role ensures adherence to regulatory requirements and internal policies, with a strong focus on risk management and strategic planning.The ideal candidate will have at least 6 years of relevant...

Job DescriptionWe are seeking a highly experienced Risk Management Specialist to join our team in Hong Kong. This is an exciting opportunity for someone with a strong background in financial services compliance or regulatory legal experience.Main Responsibilities:Provide Risk Advisory Services: Provide comprehensive risk advisory services to the Equities,...

Client Background:We are partnering with a leading international bank to seek a Compliance Vice President for FICC Compliance to join their compliance team. This role is crucial in ensuring adherence to regulatory requirements and internal policies for FICC trading operations.Key Responsibilities:Develop and implement comprehensive compliance strategies for...

Compliance and Risk ManagementWe are seeking a highly skilled Compliance Specialist to join our Global Markets FICC team. As a Vice President, you will be responsible for providing real-time compliance advice to our business units in APEJ on compliance issues regarding transactions, new products and business initiatives.The primary responsibilities of this...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong, providing compliance coverage to the CICC group of companies for its Equities, FICC, and Wealth Management business activities.This is an excellent opportunity for a professional with strong financial services compliance or regulatory legal background to take on a...

At CICC, we are seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Secondary Markets Compliance department, you will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities.Key Responsibilities:Provide expert compliance advice to the Equities, FICC, and...

Global Executive Consultants Ltd. is seeking a seasoned Financial Risk Management professional to join their team as a Risk Manager, FICC.About the CompanyWe are a leading executive search firm with a proven track record of delivering top talent to our clients. Our commitment to excellence and customer satisfaction has earned us a reputation as a trusted...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Key Responsibilities:Develop and execute a comprehensive sales strategy for FICC products in the Chinese market, leveraging industry trends and market insights.Lead and mentor a team of sales professionals, fostering a culture of excellence and driving sales performance.Establish and maintain strong relationships with key clients, including domestic banks,...

About this role:Selby Jennings is looking for a highly experienced and successful Head of FI Sales to lead its FICC sales efforts in China. This is a unique opportunity for a sales professional to leverage their expertise and network to drive business growth and client satisfaction.Key Responsibilities:Develop and execute a comprehensive sales strategy for...

Market Risk AnalystEclipse Trading is one of Asia's leading proprietary derivatives trading firms. Founded in 2007, the company has over 100 employees across four office locations – Hong Kong (headquarters), Sydney, Shanghai, and Chicago. The firm specializes in equity derivatives and delta-one products, as well as commodities and...

At Unicorn Advisor (HK) Limited, we are seeking a seasoned professional to lead our FICC compliance efforts. The successful candidate will possess a deep understanding of fixed income and commodities trading regulations.A strong background in risk management and governance is essential, with experience working within a fast-paced financial environment.The...

Job Title: Compliance Risk ManagerSociété Générale Assurances is seeking a highly skilled Compliance Risk Manager to join their team in Hong Kong. The estimated salary for this position is $HKD 800,000 - $1,200,000 per annum.About the RoleThe Compliance Risk Manager will be responsible for providing compliance and regulatory advisory guidance, assisting...

About Eclipse TradingEclipse Trading is a leading proprietary derivatives trading firm with over 100 employees across four office locations in Asia. Founded in 2007, our company excels in equity derivatives and trades delta one, ETFs, commodity derivatives, and cryptocurrency products.Job DescriptionWe are seeking an experienced Compliance Operations...

About the RoleWe are seeking a seasoned Compliance Specialist to join our team at Ashford Benjamin Ltd. This role is perfect for a professional with expertise in regulatory compliance and trading frameworks.The successful candidate will be responsible for overseeing and implementing regulatory compliance programs, managing general compliance matters,...

Pathos Consultancy Limited is seeking a skilled Risk Management Specialist to join their team.The RoleReporting to the Senior Risk Manager, the successful candidate will be responsible for performing risk management and analysis of multi-asset classes on public markets, including FICC.Monitoring risk exposure and preparing reports, analysis, and commentary...