Senior FICC Compliance Specialist

Compliance Role OverviewAt Goldman Sachs, we are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team. As a Compliance Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesProvide real-time compliance advice to...

At Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. As a leading global investment banking firm, we maintain offices worldwide.Role OverviewWe're seeking a skilled Regulatory Risk Management Specialist to join our Global Markets Compliance team in Hong Kong. This role is responsible for providing real-time compliance...

Compliance and Risk ManagementWe are seeking a highly skilled Compliance Specialist to join our Global Markets FICC team. As a Vice President, you will be responsible for providing real-time compliance advice to our business units in APEJ on compliance issues regarding transactions, new products and business initiatives.The primary responsibilities of this...

At Recruit Logic, we are seeking a highly skilled Senior FICC Support Specialist to join our team. The ideal candidate will have a strong background in FICC operations and a proven track record of providing exceptional support to users.Key Responsibilities:Provide technical support for Calypso and other systems to a diverse range of users.Maintain accurate...

Job DescriptionWe are seeking a highly experienced Risk Management Specialist to join our team in Hong Kong. This is an exciting opportunity for someone with a strong background in financial services compliance or regulatory legal experience.Main Responsibilities:Provide Risk Advisory Services: Provide comprehensive risk advisory services to the Equities,...

Larson Maddox is a leading International Bank seeking a highly skilled Compliance Vice President for FICC Compliance to join our dynamic compliance team.This pivotal role ensures adherence to regulatory requirements and internal policies, with a strong focus on risk management and strategic planning.The ideal candidate will have at least 6 years of relevant...

Client Background:We are partnering with a leading international bank to seek a Compliance Vice President for FICC Compliance to join their compliance team. This role is crucial in ensuring adherence to regulatory requirements and internal policies for FICC trading operations.Key Responsibilities:Develop and implement comprehensive compliance strategies for...

Job Title: Compliance Vice PresidentLarson Maddox is seeking a seasoned Compliance Vice President to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies.Key Responsibilities:Develop and implement comprehensive compliance strategies for FICC trading operations.Conduct regular compliance...

Larson Maddox is a leading International Bank, and we are seeking a Compliance Risk Management Director for FICC to join our dynamic compliance team. This role plays a pivotal part in ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesWe require someone to develop and implement comprehensive compliance strategies for FICC...

At CICC, we are seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Secondary Markets Compliance department, you will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities.Key Responsibilities:Provide expert compliance advice to the Equities, FICC, and...

Key Responsibilities:Develop and execute a comprehensive sales strategy for FICC products in the Chinese market, leveraging industry trends and market insights.Lead and mentor a team of sales professionals, fostering a culture of excellence and driving sales performance.Establish and maintain strong relationships with key clients, including domestic banks,...

About this role:Selby Jennings is looking for a highly experienced and successful Head of FI Sales to lead its FICC sales efforts in China. This is a unique opportunity for a sales professional to leverage their expertise and network to drive business growth and client satisfaction.Key Responsibilities:Develop and execute a comprehensive sales strategy for...

About UsChina Life Franklin Asset Management is a joint venture asset manager that combines the strengths of China Life Group and Franklin Templeton Investments.Job SummaryWe are seeking a Senior Compliance Specialist to join our team. The ideal candidate will have strong passion in joining a legal role in the financial industry to assist in our Compliance...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Global Executive Consultants Ltd. is seeking an experienced Risk Manager to join their Financial Institutions Compliance team. This role requires a high-caliber professional with expertise in trade flow management, risk monitoring, and compliance.The ideal candidate will have a strong understanding of Fixed Income and Credit Structure Cash and Derivatives...

Job SummaryWe are seeking an experienced Senior Legal Compliance Specialist to join our team at Classy Wheeler Limited. This role is responsible for managing a variety of commercial contracts and projects, ensuring compliance with company policies and procedures, applicable laws, and customer requirements.About the RoleAs a Senior Legal Compliance...

At Larson Maddox, we are seeking a Senior Compliance Specialist to join our team in the APAC Region.Job Responsibilities:Assist in the development and implementation of compliance policies and procedures for the asset management business, ensuring adherence to regulatory requirements in China and relevant international standards.Conduct risk assessments and...

Pathos Consultancy Limited is seeking a skilled Risk Management Specialist to join their team.The RoleReporting to the Senior Risk Manager, the successful candidate will be responsible for performing risk management and analysis of multi-asset classes on public markets, including FICC.Monitoring risk exposure and preparing reports, analysis, and commentary...

Job OverviewWe are seeking a Senior Compliance Specialist to join our team at DBS Bank in Hong Kong. As a key member of our Compliance department, you will play a crucial role in ensuring that our corporate customers comply with regulatory requirements.

Role OverviewIn this pivotal role as a Senior Compliance Specialist, Private Banking at DBS Bank, you will be instrumental in upholding the highest standards of Anti-Money Laundering (AML) and Know Your Customer (KYC) practices within our esteemed Private Banking division.