Senior Compliance Manager for Cash Equities and Derivatives
1 month ago
Larson Maddox is a Regional Investment Bank seeking a seasoned Vice President of Equities Compliance to lead its cash equities and derivatives compliance program.
About the RoleThe ideal candidate will have at least 5 years of experience in compliance within the financial services sector, with a strong understanding of relevant regulations and compliance requirements.
Key Responsibilities-
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Hong Kong, Central and Western District, Hong Kong SAR China Eclipse Trading Full timeEclipse Trading is a leading proprietary derivatives trading firm with over 100 employees across four office locations.The successful candidate will be part of our Compliance team in Hong Kong, working on-site and reporting to the Senior Compliance Manager.ResponsibilitiesEnsure ongoing monitoring procedures are in place for personal account dealing,...
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Derivatives Risk Specialist
2 months ago
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Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCiti is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. With a vast global network and on-the-ground expertise, we connect the dots, anticipate change, and empathize with the needs of our clients and customers.Job DescriptionThe Director, Equities Independent Compliance Risk Management Asia role is a...
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