Compliance Risk Manager for Equities

Citi is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. With a vast global network and on-the-ground expertise, we connect the dots, anticipate change, and empathize with the needs of our clients and customers.Job DescriptionThe Director, Equities Independent Compliance Risk Management Asia role is a...

We live in a world where complexity knows no bounds. Companies are either born global or rapidly expand across borders, forging new dynamics in business and geopolitics. In this landscape, consumers expect seamless financial services as part of their digital lives. At Citi, we're uniquely positioned to capitalize on this moment. Our vast network and local...

At Citi, we're committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.Company OverviewCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm.We manage compliance risk, provide...

Citi's Independent Compliance Risk Management (ICRM) is a crucial control function that ensures compliance with laws and regulations. We are seeking a highly motivated and experienced professional to join our team as Senior Compliance Risk Management Specialist, Equities Asia. This role requires a strong working knowledge of financial institutions and...

Job DescriptionThe Compliance Officer will provide compliance coverage to the CICC group of companies for its Equities, FICC and Wealth Management business activities conducted from Hong Kong.Main ResponsibilitiesProviding compliance advisory to the Equities, FICC and Wealth Management departments on day-to-day business issues.Reviewing new business and...

Are you a seasoned investment risk professional looking for a new challenge in Global Asset Management? We are seeking an experienced Risk Management Expert to join our team at Projob21 Ltd.As a Risk Management Expert, you will play a crucial role in monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with...

Job OverviewLarson Maddox is a Regional Investment Bank seeking a seasoned Vice President of Equities Compliance to lead its cash equities and derivatives compliance program.About the RoleThe ideal candidate will have at least 5 years of experience in compliance within the financial services sector, with a strong understanding of relevant regulations and...

Company Overview">Citi is one of the world's most global banks, offering a wide range of financial services to individuals, corporations, and governments. With a rich history dating back to 1871, Citi has evolved into a leading institution with operations in over 160 countries worldwide.">Job Description">We are currently seeking a high-caliber professional...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong, providing compliance coverage to the CICC group of companies for its Equities, FICC, and Wealth Management business activities.This is an excellent opportunity for a professional with strong financial services compliance or regulatory legal background to take on a...

**Job Title:** Compliance Risk Manager**Location:** Hong KongHARBRIDGE PARTNERS is seeking a highly skilled Compliance Risk Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.Job Description:The...

Company OverviewHARBRIDGE PARTNERS is a leading financial services firm with a strong presence in the Asia Pacific region.We are seeking an experienced Regional Equities Compliance Specialist to join our team in Hong Kong.SalaryThe estimated salary for this role is HKD 750,000 - HKD 1,000,000 per annum, depending on experience.Job DescriptionThis is a senior...

About Citi">Citi is a global bank with a rich history of empowering individuals to achieve their goals and make a difference in the world. Our commitment to innovation, customer satisfaction, and community involvement has made us one of the most respected financial institutions globally.Job Overview">We are seeking an experienced Risk Management Compliance...

Job OverviewWe are seeking a highly skilled Strategic Investment Manager to join our team in Hong Kong. As a key member of our investment team, you will be responsible for developing and managing a portfolio of opportunistic investment strategies in equities.About the RoleThe successful candidate will have a strong background in equity trading and a proven...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. The ideal candidate will possess excellent analytical and communication skills, as well as a strong understanding of compliance risk management principles.About the RoleThis is an exciting opportunity for a professional with...

Job Title: Senior Compliance Risk ManagerAbout the Role:We are seeking an experienced Senior Compliance Risk Manager to lead and manage regional legal, compliance, and risk projects from initiation to completion. The successful candidate will ensure timelines, budgets, and quality standards are met.Key Responsibilities:Project Leadership: Lead regional...

Job Title:Compliance Risk Manager ProfessionalAbout the Role:This Compliance Risk Manager Professional position is an exciting opportunity to join Bank of China (Hong Kong Branch) and contribute to ensuring compliance with regulatory requirements. The role involves executing customer due diligence, performing transaction monitoring processes, and assisting...

Job OverviewThis role is a key position within the Bank of China, focused on ensuring effective operational risk management and compliance in Private Banking.Estimated Salary Range: HKD 550,000 - 650,000 per annumJob Description:We are seeking an experienced Risk Management and Compliance Professional to join our team. As Manager, Business Compliance and...

Job Description:The Bank of China is seeking a Compliance and Risk Management Expert to join our Asset Management team. This role will be responsible for assisting the team in preparing and reviewing risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines.Responsibilities:Assisting in the development and...

Job Description:The role of Assistant Audit Manager in Bank Of China (Hong Kong) Limited involves leading, managing or participating in internal audit engagements related to General and Financial Crime Compliance. This includes planning, risk assessment, fieldwork and reporting on various areas such as banking compliance, sanctions compliance, anti-money...

About the RoleBank of China is seeking a highly skilled Compliance Risk Management Expert to join our Investment Management team. As a key member of our team, you will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities.ResponsibilitiesConduct thorough risk assessments...