Regional Equities Head of Compliance APAC

Job Title: Regional Equities Compliance HeadHarbridge Partners is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our Equities business on regulatory matters, developing and implementing compliance policies and...

Job Title: Regional Equities Compliance HeadAt Harbridge Partners, we are seeking a highly experienced Regional Equities Compliance Head to join our team in Hong Kong. As a key member of our Compliance Department, you will be responsible for providing guidance and advice to our Business Units and infrastructure and support staff across all our APAC...

Job Summary:We are seeking a highly skilled Equities Compliance Specialist to join our team at Ashford Benjamin Ltd. The successful candidate will be responsible for providing compliance advice on APAC equities and electronic trading business.Key Responsibilities:Act as the primary contact person for regulatory and compliance matters related to market-making...

Equities Compliance RoleA challenging opportunity has arisen for an experienced Equities Compliance professional to join Ashford Benjamin Ltd.Key Responsibilities:Provide expert compliance advice on APAC equities and electronic trading businessAct as the primary point of contact for regulatory and compliance matters related to market making activitiesDevelop...

Key ResponsibilitiesAs a key member of the Ashford Benjamin Ltd team, you will provide critical compliance advice on APAC equities and electronic trading business. This includes acting as the primary contact person for regulatory and compliance matters related to market making activities.Key responsibilities include:Implementing compliance policies,...

Role Overview:Trevose Partners Limited seeks a highly skilled Compliance Officer to leverage our APAC and global programs to adhere to regulations and exchange rules. This role will involve developing and deploying a comprehensive compliance program across APAC offices, focusing on preventing, detecting, and responding to compliance risks and misconduct.The...

**About WilsonHCG Hong Kong**We are a leading global asset manager seeking an experienced professional to lead our regional compliance monitoring and testing function.The successful candidate will be responsible for planning, executing and delivering the compliance monitoring program across various functions and business lines within the APAC region.About...

Job Title: Regional Sales DirectorUnreal Gigs is seeking a seasoned Sales Director to lead our sales efforts in the APAC region. As a key member of our team, you will be responsible for driving sales growth, building strong relationships with industry leaders, and identifying new business opportunities.About the Role:Develop and implement a comprehensive...

Regional Sanctions Compliance Officer, Regional Financial Crime Unit, APACPermanent contractHong Kong, Hong KongComplianceResponsibilitiesPerform analysis, liaise with Business Lines, KYC Team and other relevant departments to provide, in a timely manner, Sanctions compliance opinions in relation to (a) proposed transactions (including trade finance...

Job Title: Head of Project Management, APACAurex Group is seeking a seasoned professional to lead our project management efforts in the APAC region. As Head of Project Management, APAC, you will be responsible for driving business growth and delivering successful projects across the region.Key Responsibilities:Develop and implement business strategies to...

Join Our Team as a Regional Head of Finance PMOWe are seeking a visionary leader to drive strategic initiatives across our APAC regional finance organization. As the Regional Head of Finance PMO, you will be responsible for creating and deploying innovative financial processes and solutions that are scalable, impactful, and sustainable.Key...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

Job Title: Head of Compliance Executive DirectorJoin HARBRIDGE PARTNERS as we seek a seasoned Head of Compliance Executive Director to lead our compliance efforts in Hong Kong. As a key member of our team, you will be responsible for overseeing compliance activities in Hong Kong, contributing to regional compliance oversight in Australia and Singapore, and...

Job Title: Head of Market Risk, APACJoin Société Générale Assurances as a key member of our team, responsible for managing market risks in the Asia-Pacific region.Responsibilities:Contribute to risk management processes for market activities in Asia-Pacific and validate the adequacy of risks steering versus the Risk Appetite.Report to the ASIA CRO and...

Job Title: CAO - Head of Markets Compliance, Hong Kong - DirectorAbout the Role:The Compliance Department at Deutsche Bank is seeking a highly experienced and skilled Head of Markets Compliance to lead the Compliance Programme within Hong Kong Markets. The successful candidate will be responsible for promoting an environment that fosters constructive...

Responsibilities:Develop a compliance strategy and guidelines to support iCapital's growth across APAC in a sustainable and compliant manner.Collaborate closely with senior management, colleagues, regulators, and external partners & stakeholders to identify and mitigate risks to the firm and its clients.Establish and implement policies, procedures, and...

Compliance Officer RoleQube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. Our company culture is built on innovation, collaboration, and a commitment to delivering high-quality returns for our investors.In this role, you will support the APAC Head of...

Job Title: Compliance Specialist - APAC InternJob Summary: Assist the Compliance team in the analysis of management information, production of compliance reports, and review of Compliance Risk Assessments for the APAC region.Key Responsibilities:Assist in the analysis of management information to identify compliance risks and opportunities.Produce...

Job SummaryWe are seeking a highly experienced and skilled Head of Markets Compliance Director to join our team at Deutsche Bank Aktiengesellschaft, Filiale Hongkong. The successful candidate will be responsible for leading the Compliance Programme within Hong Kong Markets, promoting an environment that fosters constructive challenge and behavioral change to...

About King Deux Search & ConsultingWe are a specialized executive search firm offering bespoke talent solutions across financial services and commerce.Our focus is on finding the right opportunities for our candidates and leaving a lasting impact beyond the hiring process.Learn more about us at King Deux Careers.About The RoleWe are seeking an Investment...