Regional Equities Head of Compliance APAC

Company OverviewHARBRIDGE PARTNERS is a leading financial services firm with a strong presence in the Asia Pacific region.We are seeking an experienced Regional Equities Compliance Specialist to join our team in Hong Kong.SalaryThe estimated salary for this role is HKD 750,000 - HKD 1,000,000 per annum, depending on experience.Job DescriptionThis is a senior...

About the RoleWe are seeking an experienced Strategic Equity Trader to join our team in the APAC region. As a key member of our trading desk, you will be responsible for expanding our equity delta one and financing activity in the region.

Role Overview:Trevose Partners Limited seeks a highly skilled Compliance Officer to leverage our APAC and global programs to adhere to regulations and exchange rules. This role will involve developing and deploying a comprehensive compliance program across APAC offices, focusing on preventing, detecting, and responding to compliance risks and misconduct.The...

**About WilsonHCG Hong Kong**We are a leading global asset manager seeking an experienced professional to lead our regional compliance monitoring and testing function.The successful candidate will be responsible for planning, executing and delivering the compliance monitoring program across various functions and business lines within the APAC region.About...

Are you a motivated and detail-oriented individual looking to gain experience in compliance risk analysis?About the RoleZurich Insurance Company is seeking an Intern (Compliance, APAC) to join our team in Hong Kong. As a key member of our Compliance team, you will be responsible for assisting in the analysis of management information and production of...

Role OverviewThe Senior Regulatory Compliance Expert will play a key role in ensuring the firm's programs adhere to regulations and exchange rules across APAC and globally. They will be involved in developing and deploying an overall compliance program within the APAC offices, encompassing various aspects of compliance, including risk prevention, detection,...

Job DescriptionHARBRIDGE PARTNERS seeks an experienced Senior Equities Compliance Specialist to join our team in Hong Kong.About the RoleThis is a senior leadership position that requires a deep understanding of equities compliance and regulatory requirements across Asia Pacific. As a key member of our compliance team, you will be responsible for providing...

We are seeking a highly skilled Senior Compliance Officer to join our team in Hong Kong. This role will provide primary compliance coverage for our APAC Investment Banking and Capital Markets business, including Debt Capital Markets and Mergers & Acquisitions, as well as secondary support to APAC Markets business.Job SummaryThe ideal candidate will be...

Wells Fargo is committed to hiring the best talent in the industry. Our company overview highlights our dedication to providing excellent customer service, risk management, and compliance-driven culture.We offer a competitive salary range of $120,000 - $180,000 per year, depending on experience and qualifications. This role plays a critical part in ensuring...

About Your RoleWe are seeking a seasoned Investment Director to lead our operation in Hong Kong & Shenzhen, working closely with our mainland headquarters.This critical strategic hire will drive fund growth and manage cross-border investments across the Asia-Pacific region.Key ResponsibilitiesEstablish and operational manage the Hong Kong and Shenzhen...

Established in the heart of Asia, Crypto Connect is a pioneering organization at the forefront of the virtual assets and blockchain revolution.SalaryThe annual salary for this position is approximately $250,000 to $300,000, reflecting the company's commitment to attracting top talent in the industry.Job DescriptionWe are seeking an experienced APAC...

Company OverviewRoyal Bank of Canada is a leading global financial institution with a strong presence in the Asia Pacific region. We are committed to delivering exceptional customer experiences and driving growth through innovation.Salary: The estimated annual salary for this role is CAD 180,000 - CAD 250,000, depending on experience and qualifications.Job...

Projob21 Ltd. OpportunityOur client, a leading risk management company with an AA credit rating, seeks a seasoned regional transaction lawyer to join their team in the Asia Pacific region.Key Responsibilities:You will report directly to the North Asia Regional Head of Legal Counsel and be a key member of the transaction team.Your primary focus will be on...

About Your Company">Our partner is a leading foreign-owned entity with a unique foundation of strategic board members. This enables them to drive investment opportunities between China and global markets through their QDLP / QFLP licenses.">We are seeking an experienced Investment Director to lead our operation in Hong Kong & Shenzhen, working closely with...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

Responsibilities:Develop a compliance strategy and guidelines to support iCapital's growth across APAC in a sustainable and compliant manner.Collaborate closely with senior management, colleagues, regulators, and external partners & stakeholders to identify and mitigate risks to the firm and its clients.Establish and implement policies, procedures, and...

Job Description:Leading a regional compliance monitoring and testing function for a global asset manager is an exciting opportunity to drive excellence in governance and risk management. You will be responsible for developing, executing, and delivering the compliance monitoring program across various business lines within the APAC region.About Us:The Profile...

Job Title: Compliance Specialist - APAC InternJob Summary: Assist the Compliance team in the analysis of management information, production of compliance reports, and review of Compliance Risk Assessments for the APAC region.Key Responsibilities:Assist in the analysis of management information to identify compliance risks and opportunities.Produce...

King Deux Search & Consulting is a specialized executive search firm that offers bespoke talent solutions across financial services and commerce. Our commitment extends beyond finding the right opportunity for our candidates, aiming to leave a lasting legacy beyond the hiring process.Stay updated on industry news and get your career consultation scheduled at...

About Your CompanyWe are representing a forward-thinking foreign-owned entity with a unique strategic board that drives investment opportunities between China and global markets through their QDLP / QFLP licenses.This exceptional partner is looking for an experienced Investment Director to lead their operation in Hong Kong & Shenzhen, working closely with...