VP, Equities Compliance Officer

Job SummaryCiti is seeking a highly skilled Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance team, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key ResponsibilitiesDesign, develop, deliver, and maintain...

Job DescriptionGreen Lake Executive Search Co. Limited seeks an experienced Strategic Equity Trader, VP-D to join our team.Responsibilities:Develop, propose, and manage a portfolio of opportunistic investment strategies in equities, adhering to general risk guidelines to generate returns.Build and optimize trading infrastructure to enhance strategy...

Join Our Team as a Business Manager - Equity Financing VPWe are seeking a highly skilled Business Manager to join our Equity Financing team as a VP. As a key member of our team, you will be responsible for leading the Business Management support function for the Equity Financing APAC business, supporting 3 traders in the region.Your Key...

Job Title: Trader (Opportunistic and Facilitation Equities), VP-DAt Green Lake Executive Search Co. Limited, we are seeking a highly skilled and experienced Trader (Opportunistic and Facilitation Equities), VP-D to join our team.Key Responsibilities:Develop and propose portfolio of opportunistic investment strategies in equities to generate returns within...

Job Title: Trader (Opportunistic and Facilitation Equities), VP-DGreen Lake Executive Search Co. Limited is seeking a skilled and experienced Trader (Opportunistic and Facilitation Equities), VP-D to join our team.Key Responsibilities:Develop and propose opportunistic investment strategies in equities to generate returns while adhering to general risk...

Compliance VP Job DescriptionJH Partners Asia Company Limited is seeking a seasoned Compliance VP to lead our compliance efforts.Key Responsibilities:Evaluate organizational policies and procedures to ensure alignment with regulatory requirements and industry standards.Conduct comprehensive risk assessments for new business initiatives, products, processes,...

Equities Compliance RoleA challenging opportunity has arisen for an experienced Equities Compliance professional to join Ashford Benjamin Ltd.Key Responsibilities:Provide expert compliance advice on APAC equities and electronic trading businessAct as the primary point of contact for regulatory and compliance matters related to market making activitiesDevelop...

Job Summary:We are seeking a highly skilled Equities Compliance Specialist to join our team at Ashford Benjamin Ltd. The successful candidate will be responsible for providing compliance advice on APAC equities and electronic trading business.Key Responsibilities:Act as the primary contact person for regulatory and compliance matters related to market-making...

Equities Compliance AssociateLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Develop and enhance compliance policies and procedures tailored to global...

Equities Compliance AssociateAt Larson Maddox, we are seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to...

Key ResponsibilitiesAs a key member of the Ashford Benjamin Ltd team, you will provide critical compliance advice on APAC equities and electronic trading business. This includes acting as the primary contact person for regulatory and compliance matters related to market making activities.Key responsibilities include:Implementing compliance policies,...

Job Title: VP, Compliance Testing Officer - MarketsCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance and Control function, you will play a critical role in ensuring the effectiveness of our compliance risk management framework.Key Responsibilities:Develop and execute compliance...

Job Title: VP, Compliance Testing Officer, MarketsCiti is seeking a highly skilled and experienced Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance and Control function, you will play a critical role in assessing and mitigating compliance risks across our Markets businesses.Key Responsibilities:Develop and execute...

Job Title: Regional Equities Compliance HeadHarbridge Partners is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our Equities business on regulatory matters, developing and implementing compliance policies and...

Job Title: VP Team LeadDBS Bank (Hong Kong) Limited is seeking a highly skilled and experienced VP Team Lead to join our Corporate Banking team. As a key member of our team, you will be responsible for leading a team of KYC Officers and ensuring the effective management of customer relationships.Key Responsibilities:Supervise and manage a team of KYC...

Job Title: Regional Equities Compliance HeadAt Harbridge Partners, we are seeking a highly experienced Regional Equities Compliance Head to join our team in Hong Kong. As a key member of our Compliance Department, you will be responsible for providing guidance and advice to our Business Units and infrastructure and support staff across all our APAC...

Job Title: Compliance VPAt JH Partners Asia Company Limited, we are seeking a highly skilled Compliance VP to join our team. As a key member of our organization, you will be responsible for ensuring that our business practices align with regulatory requirements and industry standards.Key Responsibilities:Evaluate and implement policies and procedures to...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Job Title: VP, Real Estate/ Property ValuerWe are seeking a highly skilled and experienced VP, Real Estate/ Property Valuer to join our team in Hong Kong. As a key member of our Real Estate Risk team, you will be responsible for overseeing local valuation processes within the Asia-Pacific region.Key Responsibilities:Direct report to the Office of the Chief...

Compliance VP Job DescriptionJH Partners Asia Company Limited is seeking a seasoned Compliance VP to lead our compliance efforts.Key Responsibilities:Evaluate organizational policies and procedures to ensure alignment with regulatory requirements and industry best practices.Conduct comprehensive risk assessments for new business initiatives, products,...