Compliance Testing Officer

Job Summary: Citi is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will also perform risk assessments of Citi's compliance risks, perform independent testing...

Job SummaryCiti is seeking a highly skilled Compliance Testing Officer to join our team in Central, Hong Kong. As a key member of our Compliance Risk Management team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop and execute compliance testing programs to...

Job Summary:Citi is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, performing risk assessments of Citi's compliance risks, and reporting and escalating control issues and...

Job SummaryCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance Testing team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in identifying and mitigating potential risks, ensuring...

Shape Your Career with CitiCiti is a global bank that offers a wide range of career opportunities. As a Compliance Testing Officer - Markets, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will also perform risk assessments of Citi's compliance risks, perform independent testing...

Job SummaryCiti is seeking a highly skilled Compliance Testing Officer, Markets to join our team in Central, Hong Kong. As a key member of our Compliance and Control function, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, performing risk assessments of Citi's compliance risks, and...

About the RoleCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance Risk Management team, you will play a critical role in assessing and mitigating compliance risks across our Markets businesses.Key ResponsibilitiesDevelop and execute compliance testing programs to identify and mitigate...

Job SummaryAs a key member of the Group Legal, Compliance & Secretariat team, you will play a critical role in ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. You will work closely with the Head of Compliance to design and formulate a bank-wide annual compliance testing plan, supervise the timely...

Compliance Assistant Role at MoomooWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Trade Surveillance and Compliance: Assist in monitoring and...

About the RoleMizuho Bank, Ltd. is seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Legal and Compliance Section, you will play a critical role in ensuring the bank's compliance with relevant laws and regulations.Key ResponsibilitiesAssist in managing the General Compliance functions, including planning,...

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesTrade Surveillance and Compliance: Assist in monitoring and investigating potential...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

Job Summary:Dah Sing Bank is seeking a highly skilled Compliance Officer to join our team. As a key member of our Group Compliance Division, you will play a critical role in ensuring the Bank's compliance with rules, regulations, and guidelines issued by regulatory bodies.Main Responsibilities:• Conduct thorough reviews and provide advice on...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing,...

Job Title: SVP, Compliance Independent Assessment OfficerCiti is seeking a highly skilled and experienced professional to join our team as a Senior Compliance Risk Officer. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance...

About the RoleCitibank, N.A. Hong Kong is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team as a Compliance Independent Assessment Officer. This is a hybrid role based in Hong Kong, and we are looking for a professional who can assess compliance risks and controls implemented by the first and second line of defense.Key...

Job Title: Regional Sanctions Compliance OfficerJoin Société Générale Assurances as a Regional Sanctions Compliance Officer and play a critical role in ensuring the company's compliance with sanctions regulations.Responsibilities:Perform in-depth analysis and provide timely sanctions compliance opinions on proposed transactions and customer...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We recognize that every individual is unique...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop and implement compliance testing programs...