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Compliance Officer

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time
About Dah Sing Financial Group

We are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.

Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique and has the capacity for growth, and we strive to create a culture that fosters a sense of pride and accomplishment beyond just a job.

Job Purpose:

We are seeking a highly skilled Compliance Officer to join our Group Compliance Division. The successful candidate will assist in ensuring the Bank's compliance with regulatory requirements and guidelines, and will play a key role in promoting a compliance culture throughout the organization.

Main Responsibilities:
  • Review and provide advice on compliance-related documents, workflows, and guidelines.
  • Conduct independent compliance reviews and assessments to identify and report internal control weaknesses.
  • Review marketing materials and support the compliance team in preparing materials for regulatory trainings.
  • Handle day-to-day compliance-related tasks and perform ad-hoc projects as assigned.
Requirements:

To be successful in this role, you will need:

  • A minimum of 3 years' experience in the financial services industry, preferably with compliance monitoring and testing or audit experience in banking.
  • A degree in Laws, Finance, Banking, or a related field, or relevant professional qualifications.
  • Familiarity with financial services-related laws and regulations, as well as analytical and problem-solving skills.
  • Excellent communication and written skills in both English and Chinese, and proficiency in MS Word, Excel, and PowerPoint.

Please note that only shortlisted candidates will be notified.